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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Kevin Michael Moore

Advisor at GRAYSCALE ADVISORS

Mystic, CT | STAMFORD, CT

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Search this name across graphsid dfx:ria:593b8b93-45a6-7c1b-9c3d-ba04a2b5d9fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRAYSCALE ADVISORS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 12, 2008
First registration: Mar 23, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5160069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRAYSCALE ADVISORS	Asset manager	Jun 10, 2026	n/a	yes	STAMFORD, CT\|Mystic, CT	Current employment
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	May 4, 2017	May 26, 2026	no	NEW YORK, NY\|NEW YORK, NY\|Mystic, CT	Previous registration
GENEVA ADVISORS, LLC	Former SEC adviser	Mar 17, 2014	Feb 28, 2017	no	CHICAGO, IL	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Apr 4, 2012	Mar 7, 2014	no	CHICAGO, IL	Previous registration
BLUE PRAIRIE GROUP,LLC	Former SEC adviser	Mar 23, 2011	May 2, 2012	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	GRAYSCALE ADVISORS	May 26, 2026	Jun 10, 2026	15	Firm change	Other
GENEVA ADVISORS, LLC	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Feb 28, 2017	May 4, 2017	65	Firm change	Other
NUVEEN ASSET MANAGEMENT, LLC	GENEVA ADVISORS, LLC	Mar 7, 2014	Mar 17, 2014	10	Firm change	Other
BLUE PRAIRIE GROUP,LLC	NUVEEN ASSET MANAGEMENT, LLC	May 2, 2012	Apr 4, 2012	-28	Firm change	Other

Relationships

Registered with (5)

→ GRAYSCALE ADVISORSRegistered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 4, 2017 to May 26, 2026factForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 17, 2014 to Feb 28, 2017factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Mar 7, 2014factForm ADV
→ BLUE PRAIRIE GROUP,LLCRegistered adviserregistration: previous registration
Mar 23, 2011 to May 2, 2012factForm ADV

Dated events

Occurred
May 26, 2026
Advisor changed firm
Kevin Michael Moore left New York Life Investment Management Llc for Grayscale Advisors (registered 2026-06-10)
Form ADVobserved 4 days ago