DFX Intelligence

G•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM under $100M

G•••••••• A•••••••

G•••••••• A•••••••, LLC, CRD 314868

STAMFORD, CT

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Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 22
On other graphs: 0
Observed: May 27, 2021 to Aug 5, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=46.0
Regulatory AUM: $60.6M••• Locked
Discretionary RAUM: $47.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $4.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••• R••••• S•••••••	n/a	New York, NY \| STAMFORD, CT	3	19	n/a	yes
E••• H••••• S••••••••	n/a	Woodbridge, CT \| STAMFORD, CT	2	10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••••• T•••• I•	Hedge Fund	$12.2M	Aug 5, 2026	1	Aug 5, 2026	reported	021-542216
G•••••••• D•••••• I••••• F•••	Hedge Fund	$948,606	Aug 5, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• C••••••• G••••• I•••	Member	E	yes	03/2013	May 27, 2021	Aug 20, 2024
G•••••••• I••••••••• L••	Member	E	yes	06/2018	May 27, 2021	Aug 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••••• I••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
G•••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	6	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$60.6M	$2.3M	2531.9%	$3.4M	160.4%	126	117	0	0

Relationships

Advises (2)

→ G•••••••• D•••••• I••••• F•••Private fundHedge Fund, IA
Nov 1, 2023 to presentfactForm ADV
→ G•••••••• T•••• I•Private fundHedge Fund, IA
Aug 5, 2026 to presentfactForm ADV

Registered with (15)

← K•••• M•••••• M••••Advisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
←

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
5 Aug 2026
Ria majority owner change2 events
G•••••••• A•••••••: ria majority owner change, 2 events, on 5 Aug 2026
- ••• Locked
- ••• Locked
Occurred
5 Aug 2026
Ria principal change5 events
G•••••••• A•••••••: ria principal change, 5 events, on 5 Aug 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
5 Aug 2026
Private fund first reported
••• Locked
Form ADV
$12.2M
Occurred
5 Aug 2026
Ria indirect owner change2 events
G•••••••• A•••••••: ria indirect owner change, 2 events, on 5 Aug 2026
- ••• Locked
- ••• Locked
Occurred
25 Jun 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 27, 2021
Last observed: Aug 5, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
N••••••• M•••• M••••••	n/a	STAMFORD, CT \| Long Island City, NY	12	n/a	yes
A••••• C•••••••• H•••	n/a	STAMFORD, CT \| Brooklyn, NY	10	1	yes
L••••• A•• K•••	n/a	Bradenton, FL \| STAMFORD, CT	26	n/a	yes
K•••• M•••••• M••••	n/a	Mystic, CT \| STAMFORD, CT	18	4	yes