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Advisor at WESTPOINT WEALTH MANAGEMENT, LLC
BEREA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTPOINT WEALTH MANAGEMENT, LLC | Independent wealth | Oct 14, 2020 | n/a | yes | BEREA, OH | Current employment |
| AMFG WEALTH MANAGEMENT LLC | State registered | Jan 10, 2020 | Nov 3, 2020 | no | Berea, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 13, 2016 | Oct 3, 2019 | no | Pittsburgh, PA|BOARDMAN, OH|BOARDMAN, OH | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Feb 5, 2014 | Dec 1, 2015 | no | LINCOLN, NE | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Mar 25, 2005 | Jan 8, 2014 | no | HIGHLAND HILLS, OH|CANFIELD, OH|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMFG WEALTH MANAGEMENT LLC | WESTPOINT WEALTH MANAGEMENT, LLC | Nov 3, 2020 | Oct 14, 2020 | -20 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | AMFG WEALTH MANAGEMENT LLC | Oct 3, 2019 | Jan 10, 2020 | 99 | Firm change | Ibd to state RIA |
| AMERITAS ADVISORY SERVICES | MML INVESTORS SERVICES, LLC | Dec 1, 2015 | Sep 13, 2016 | 287 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | AMERITAS ADVISORY SERVICES | Jan 8, 2014 | Feb 5, 2014 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 292160:310883:OH:2020-11-03 | Nov 3, 2020 | Oct 14, 2020 | BEREA, OH | Firm change |