DFX Intelligence

C•••••••• M• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

C•••••••• M• O••••••

Advisor at E•••••••• P••

BERWYN, PA | Austin, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	Jul 7, 2026	n/a	yes	Austin, TX\|BERWYN, PA	Current employment
A••••••••• I•••	Bd affiliated wealth	Feb 8, 2023	Oct 22, 2025	no	Austin, TX\|CONCORD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	E•••••••• P••	Oct 22, 2025	Jul 7, 2026	258	Firm change	Ibd to RIA
H•••••• I••••••••• L••	A••••••••• I•••	Jan 4, 2023	Feb 8, 2023

Relationships

Registered with (7)

→ E•••••••• P••Registered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2023 to Oct 22, 2025factForm ADV
→ H•••••• I••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2021 to Jan 4, 2023factForm ADV
→ S••••••• P•••••••

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 11, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.