DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Christian M O Connor
At current firm
0 y
since Jul 7, 2026
In the industry
19 y
since Jun 23, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Envestnet Pmc independent RIA currentsince Jul 7, 2026 · Austin, Tx
- Assetmark, Inc. BD affiliatedFeb 8, 2023 to Oct 22, 2025 · Austin, Tx
- Horizon Investments LLC asset managerAug 16, 2021 to Jan 4, 2023 · Charlotte, Nc
- Symmetry Partners independent RIADec 8, 2017 to Jun 11, 2021 · Austin, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 18, 2016 to Dec 7, 2017 · Austin, Tx
- Nfp Advisor Services, LLC formerJun 27, 2012 to Sep 22, 2016 · Austin, Tx
- Osaic Wealth, Inc. BD affiliatedNov 11, 2008 to May 25, 2012 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Assetmark, Inc. to Envestnet Pmcleft Oct 22, 2025, registered Jul 7, 2026 (258 days) · Affiliated broker-dealer or bank to independent RIA
- Horizon Investments LLC to Assetmark, Inc.left Jan 4, 2023, registered Feb 8, 2023 (35 days) · Other
- Symmetry Partners to Horizon Investments LLCleft Jun 11, 2021, registered Aug 16, 2021 (66 days) · Other
- Kestra Advisory Services, LLC to Symmetry Partnersleft Dec 7, 2017, registered Dec 8, 2017 (1 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
- Osaic Wealth, Inc. to Nfp Advisor Services, LLCleft May 25, 2012, registered Jun 27, 2012 (33 days) · Other
Signals
- Christian M Oconnor left Assetmark, Inc. for Envestnet Pmc (registered 2026-07-07)Oct 22, 2025 · Advisor changed firm · fact
- Christian M Oconnor left Horizon Investments Llc for Assetmark, Inc. (registered 2023-02-08)Jan 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address