DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C•••••••• M• O••••••

E•••••••• P••independent RIABerwyn, Pa IA-onlyIAPD 4830482

Feed of 09/15/2026

Also filed as Christian M O Connor

At current firm

0 y

since Jul 7, 2026

In the industry

19 y

since Jun 23, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• P•• independent RIA current
since Jul 7, 2026 · Austin, Tx
A••••••••• I••• BD affiliated
Feb 8, 2023 to Oct 22, 2025 · Austin, Tx
H•••••• I••••••••• L•• asset manager
Aug 16, 2021 to Jan 4, 2023 · Charlotte, Nc
S••••••• P••••••• independent RIA
Dec 8, 2017 to Jun 11, 2021 · Austin, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Apr 18, 2016 to Dec 7, 2017 · Austin, Tx
N•• A•••••• S•••••••• L•• former
Jun 27, 2012 to Sep 22, 2016 · Austin, Tx
O•••• W•••••• I••• BD affiliated
Nov 11, 2008 to May 25, 2012 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

A••••••••• I••• to E•••••••• P••
left Oct 22, 2025, registered Jul 7, 2026 (258 days) · Affiliated broker-dealer or bank to independent RIA
H•••••• I••••••••• L•• to A••••••••• I•••
left Jan 4, 2023, registered Feb 8, 2023 (35 days) · Other
S••••••• P••••••• to H•••••• I••••••••• L••
left Jun 11, 2021, registered Aug 16, 2021 (66 days) · Other
K••••• A••••••• S•••••••• L•• to S••••••• P•••••••
left Dec 7, 2017, registered Dec 8, 2017 (1 days) · Other
N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
O•••• W•••••• I••• to N•• A•••••• S•••••••• L••
left May 25, 2012, registered Jun 27, 2012 (33 days) · Other

Signals

C•••••••• M• O•••••• left A••••••••• I••• for E•••••••• P•• (registered 2026-07-07)
Oct 22, 2025 · a•••••• firm change · fact
C•••••••• M• O•••••• left H•••••• I••••••••• L•• for A••••••••• I••• (registered 2023-02-08)
Jan 4, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address