DFX Intelligence

F•••••••• G• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

F•••••••• G• T•••••••••

Advisor at S•••••••• W••••• P•••••••• L•••

San Juan, PR | INDEPENDENCE, OH

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Search this name across graphsid dfx:ria:59534f9b-1767-3a71-148e-18186d662084

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• P•••••••• L•••	Independent wealth	Aug 13, 2025	n/a	yes	San Juan, PR\|INDEPENDENCE, OH	Current employment
O•••••••••	Institutional manager	Oct 14, 2022	Oct 8, 2025	no	San Juan, PR\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	S•••••••• W••••• P•••••••• L•••	Oct 8, 2025	Aug 13, 2025	-56	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:148586:KS:2025-10-08	Oct 8, 2025	Aug 13, 2025	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (2)

→ S•••••••• W••••• P•••••••• L•••Registered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Oct 14, 2022 to Oct 8, 2025factForm ADV

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59534f9b-1767-3a71-148e-18186d662084
First observed: Oct 14, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.