RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• G• T•••••••••
- S•••••••• W••••• P•••••••• L••• independent RIA currentsince Aug 13, 2025 · San Juan, Pr
- O••••••••• institutionalOct 14, 2022 to Oct 8, 2025 · San Juan, Pr
- O••••••••• to S•••••••• W••••• P•••••••• L•••left Oct 8, 2025, registered Aug 13, 2025 (-56 days) · Other · moved with a team
- F•••••••• G• T••••••••• left O••••••••• for S•••••••• W••••• P•••••••• L••• (registered 2025-08-13)Oct 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address