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Advisor at DES MOINES INVESTMENTS, LLC
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DES MOINES INVESTMENTS, LLC | Independent wealth | Jan 25, 2008 | n/a | yes | DES MOINES, IA | Current employment |
| STONEFIELD INVESTMENT ADVISORY, INC. | Independent wealth | Nov 16, 2006 | Jul 10, 2008 | no | DES MOINES, IA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 1, 1999 | Nov 15, 2006 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEFIELD INVESTMENT ADVISORY, INC. | DES MOINES INVESTMENTS, LLC | Jul 10, 2008 | Jan 25, 2008 | -167 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | STONEFIELD INVESTMENT ADVISORY, INC. | Nov 15, 2006 | Nov 16, 2006 | 1 | Firm change | Other |