DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• F•••••••• S••••••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• F•••••••• S•••••• | State registered | Jul 24, 2025 | n/a | yes | ATLANTA, GA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jul 3, 2017 | Jul 23, 2025 | no | Alpharetta, GA|AUSTIN, TX|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | S••••• F•••••••• S•••••• | Jul 23, 2025 | Jul 24, 2025 | 1 | Firm change | Ibd to state RIA |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | K••••• A••••••• S•••••••• L•• | Jun 22, 2017 | Jul 3, 2017 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 17, 2015 | Jun 22, 2017 | no | Atlanta, GA | Previous registration |
| E•• F•••••••• A••••••• | Independent wealth | Jun 10, 2009 | Dec 11, 2015 | no | SANDY SPRINGS, GA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 25, 2006 | May 20, 2009 | no | ATLANTA, GA | Previous registration |
| 11 |
| Firm change |
| Other |
| E•• F•••••••• A••••••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 11, 2015 | Nov 17, 2015 | -24 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | E•• F•••••••• A••••••• | May 20, 2009 | Jun 10, 2009 | 21 | Firm change | Other |