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CRD 159603
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SECOR ALPHA MASTER FUND, LP | Hedge Fund | $574M | Mar 29, 2019 | 34 | Dec 10, 2012 | reported | 021-185570 |
| SECOR MSW FUND SPC | Hedge Fund | $336M | Sep 22, 2017 | 29 | Mar 30, 2016 | dropped | 021-248267 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAND, PATTIE, LEIGH | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | Na | yes | 12/2015 | Dec 3, 2015 | Mar 29, 2019 |
| ILGAR, SAIDE, PINAR | CHIEF FINANCIAL OFFICER | Na | yes | 09/2016 | Oct 6, 2016 | Mar 29, 2019 |
| IWANOWSKI, RAYMOND, JOSEPH | LIMITED PARTNER | C | yes | 08/2010 | Jan 9, 2012 | Mar 29, 2019 |
| IWANOWSKI, RAYMOND, JOSEPH | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | Na | yes | 10/2011 | Jan 9, 2012 | Mar 29, 2019 |
| IWANOWSKI, RAYMOND, JOSEPH | MANAGING MEMBER AND CO-CHIEF EXECUTIVE OFFICER | D | yes | 08/2010 | Jan 9, 2012 | Mar 29, 2019 |
| KAO, TONY DUEN-LI | MANAGING MEMBER AND CO-CHIEF EXECUTIVE OFFICER | D | yes | 08/2010 | Jan 9, 2012 | Mar 29, 2019 |
| KAO, TONY DUEN-LI | LIMITED PARTNER | C | yes | 08/2010 | Jan 9, 2012 | Mar 29, 2019 |
| SECOR ASSET MANAGEMENT, LP | LIMITED PARTNER | E | yes | 10/2011 | Jan 9, 2012 | Mar 29, 2019 |
| SECOR PARTNERS III, LLC | GENERAL PARTNER | Na | yes | 10/2011 | Jan 9, 2012 | Mar 29, 2019 |
| SECOR PARTNERS, LLC | GENERAL PARTNER | F | yes | 08/2010 | Jan 9, 2012 | Mar 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SECOR INVESTMENT ADVISORS, LP | n/a | Former SEC adviser | $13B | N | yes | n/a |
| SECOR INVESTMENT MANAGEMENT, LP | n/a | Other adviser | $2.2B | N | yes | n/a |
| SECOR CAPITAL MANAGEMENT, LP | n/a | n/a | n/a | N | yes | n/a |
| SECOR INVESTMENT ADVISORS (UK), LLP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 29, 2019 | $1.2B | $1.2B | 35 | 10 | 1 | 1 | $574M |
| 2017 | Mar 29, 2018 | $2.6B | $2.6B | 37 | 12 | 1 | 1 | $2.0B |
| 2016 | Mar 31, 2017 | $2.3B | $2.3B | 35 | 9 | n/a | 2 | $1.5B |
| 2015 | Mar 30, 2016 | $908M | $908M | 24 | 12 | n/a | 2 | $908M |
| 2014 | Mar 25, 2015 | $493M | $493M | 25 | 14 | n/a | 1 | $493M |
| 2013 | Mar 28, 2014 | $165M | $165M | 22 | 13 | n/a | 1 | $150M |
| 2012 | Mar 25, 2013 | $72.2M | $72.2M | 24 | 14 | n/a | 1 | $72.2M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $1.2B | $2.6B | -55.5% | $908M | 8.6% | 35 | 37 | 1 | 1 |