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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 10b 100b

SECOR INVESTMENT ADVISORS, LP

CRD 155235

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84efbde8-27e1-e3ed-a893-38e7b37c24ad

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 3
Observed: Nov 7, 2011 to Apr 28, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Secor Investment Advisors, LP

Family office · shared crd

Independent Sponsorsidentity

Secor Investment Advisors, LP

Capital provider to sponsors · shared crd

Allocatorsidentity

Secor Investment Advisors, LP

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $13BItem 5.F on the latest filing (2026-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44
Advisory employees: 24
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $703M
Relying advisers: 1
SEC number: 801-71897
CRD: 155235
Filings on the tape: 30
First filed: Nov 7, 2011
Latest filed: Apr 28, 2026
Organised: Limited Partnership, DE
Website: secor-am.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GLOBAL VALUE PROPERTY FUND SCSP SICAV-SIF	Other Private Fund	$752M	Mar 25, 2024	7	Mar 29, 2018	reported	n/a
MARS EVOLUTION FUND SPC	Other Private Fund	$577M	Mar 25, 2024	4	Sep 29, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRAKEFORD, DAWN	DIRECTOR OF FINANCE	Na	yes	01/2023	Mar 25, 2024	Mar 25, 2024
HAND, PATTIE, LEIGH	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Dec 3, 2015	Mar 25, 2024
IWANOWSKI, RAYMOND, JOSEPH	NON-MANAGING MEMBER	D	yes	01/2022	Nov 7, 2011	Mar 25, 2024
KAO, TONY DUEN-LI	CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER	Na	yes	08/2010	Nov 7, 2011	Mar 25, 2024
KAO, TONY DUEN-LI	LIMITED PARTNER	D	yes	08/2010	Nov 7, 2011	Mar 25, 2024
KAO, TONY DUEN-LI	MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	D	yes	08/2010	Nov 7, 2011	Mar 25, 2024
SECOR ASSET MANAGEMENT, LP	LIMITED PARTNER	E	yes	08/2010	Nov 7, 2011	Mar 25, 2024
SECOR PARTNERS III, LLC	GENERAL PARTNER	Na	yes	06/2011	Nov 7, 2011	Mar 25, 2024
SECOR PARTNERS, LLC	GENERAL PARTNER	F	yes	08/2010	Nov 7, 2011	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SECOR INVESTMENT MANAGEMENT, LP	n/a	Other adviser	$2.2B	N	yes	n/a
SECOR GP S.A R.L.	n/a	n/a	n/a	N	yes	n/a
SECOR MULTI-ASSET REAL TRUST, LLC	n/a	n/a	n/a	N	yes	n/a
SECOR PE PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$13B	$215M	44	24	0	3	n/a
2024	Mar 24, 2025	$13B	$268M	43	25	0	2	n/a
2023	Mar 25, 2024	$13B	$292M	41	23	0	2	$1.3B
2022	Mar 30, 2023	$13B	$254M	39	24	0	2	$1.3B
2021	Mar 30, 2022	$18B	$307M	36	25	0	2	$1.2B
2020	Mar 29, 2021	$16B	$274M	38	25	0	2	$790M
2019	Mar 27, 2020	$15B	$253M	38	24	0	2	$600M
2018	Mar 29, 2019	$13B	$193M	40	23	0	2	$468M
2017	Mar 29, 2018	$14B	$199M	43	22	0	2	$292M
2016	Mar 31, 2017	$11B	$168M	27	16	n/a	n/a	n/a
2015	Mar 30, 2016	$9.2B	$168M	28	14	n/a	n/a	n/a
2014	Mar 30, 2015	$9.6B	$181M	18	17	n/a	n/a	n/a
2013	Mar 28, 2014	$9.2B	$171M	16	13	n/a	n/a	n/a
2012	Mar 26, 2013	$7.9B	$0	15	11	n/a	n/a	n/a
2011	Mar 30, 2012	$7.1B	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13B	$13B	0.5%	$13B	-0.1%	44	43	0	0

Relationships

Affiliated with (3)

← MERCER INVESTMENT SOLUTIONS LLCRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV
→ MERCER INVESTMENT SOLUTIONS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← SECOR CAPITAL ADVISORS, LPRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV

Advises (2)

→ MARS EVOLUTION FUND SPCPrivate fundOther Private Fund, IA
Sep 29, 2017 to presentfactForm ADV
→ GLOBAL VALUE PROPERTY FUND SCSP SICAV-SIFPrivate fundOther Private Fund, IA
Mar 29, 2018 to presentfactForm ADV

Controls (7)

← IWANOWSKI, RAYMOND, JOSEPHOwnerNON-MANAGING MEMBER, ownership code D, individual
Nov 7, 2011 to Mar 25, 2024factForm ADV
← HAND, PATTIE, LEIGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 3, 2015 to Mar 25, 2024factForm ADV
← KAO, TONY DUEN-LIOwnerLIMITED PARTNER, ownership code D, individual
Nov 7, 2011 to Mar 25, 2024factForm ADV
← DRAKEFORD, DAWNOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 25, 2024 to Mar 25, 2024factForm ADV
← SECOR ASSET MANAGEMENT, LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Nov 7, 2011 to Mar 25, 2024factForm ADV
← SECOR PARTNERS III, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Nov 7, 2011 to Mar 25, 2024factForm ADV
← SECOR PARTNERS, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 7, 2011 to Mar 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 25, 2024
Control person joined
Dawn Drakeford (Director Of Finance) appeared on Schedule A of Secor Investment Advisors, Lp
Form ADVobserved 3 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Secor Investment Advisors, Lp reported RAUM $12.8B, down 27% from $17.5B (2023-01-24 to 2023-03-30)
Form ADVobserved 3 days ago
$-4.7B
Occurred
Jan 24, 2023
Control person left
Pinar Saide Ilgar (Chief Financial Officer) no longer on Schedule A of Secor Investment Advisors, Lp (listed 2022-04-29, absent 2023-01-24)
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Jul 1, 2026
Secor Investment Advisors, Lp no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $12.8B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84efbde8-27e1-e3ed-a893-38e7b37c24ad
First observed: Nov 7, 2011
Last observed: Apr 28, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SECOR INVESTMENT ADVISORS, LP

CRD 155235

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84efbde8-27e1-e3ed-a893-38e7b37c24ad

Data as of Apr 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GLOBAL VALUE PROPERTY FUND SCSP SICAV-SIF

Other Private Fund

$752M

Mar 25, 2024

Mar 29, 2018

reported

n/a

MARS EVOLUTION FUND SPC

Other Private Fund

$577M

Mar 25, 2024

Sep 29, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRAKEFORD, DAWN

DIRECTOR OF FINANCE

yes

01/2023

Mar 25, 2024

HAND, PATTIE, LEIGH

CHIEF COMPLIANCE OFFICER

yes

12/2015

Dec 3, 2015

Mar 25, 2024

IWANOWSKI, RAYMOND, JOSEPH

NON-MANAGING MEMBER

yes

01/2022

Nov 7, 2011

Mar 25, 2024

KAO, TONY DUEN-LI

CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER

yes

08/2010

Nov 7, 2011

Mar 25, 2024

KAO, TONY DUEN-LI

LIMITED PARTNER

yes

08/2010

Nov 7, 2011

Mar 25, 2024

KAO, TONY DUEN-LI

MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER

yes

08/2010

Nov 7, 2011

Mar 25, 2024

SECOR ASSET MANAGEMENT, LP

LIMITED PARTNER

yes

08/2010

Nov 7, 2011

Mar 25, 2024

SECOR PARTNERS III, LLC

GENERAL PARTNER

yes

06/2011

Nov 7, 2011

Mar 25, 2024

SECOR PARTNERS, LLC

GENERAL PARTNER

yes

08/2010

Nov 7, 2011

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SECOR INVESTMENT MANAGEMENT, LP

n/a

Other adviser

$2.2B

yes

n/a

SECOR GP S.A R.L.

n/a

yes

n/a

SECOR MULTI-ASSET REAL TRUST, LLC

n/a

yes

n/a

SECOR PE PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$13B

$215M

n/a

2024

Mar 24, 2025

$13B

$268M

n/a

2023

Mar 25, 2024

$13B

$292M

$1.3B

2022

Mar 30, 2023

$13B

$254M

$1.3B

2021

Mar 30, 2022

$18B

$307M

$1.2B

2020

Mar 29, 2021

$16B

$274M

$790M

2019

Mar 27, 2020

$15B

$253M

$600M

2018

Mar 29, 2019

$13B

$193M

$468M

2017

Mar 29, 2018

$14B

$199M

$292M

2016

Mar 31, 2017

$11B

$168M

n/a

2015

Mar 30, 2016

$9.2B

$168M

n/a

2014

Mar 30, 2015

$9.6B

$181M

n/a

2013

Mar 28, 2014

$9.2B

$171M

n/a

2012

Mar 26, 2013

$7.9B

n/a

2011

Mar 30, 2012

$7.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$13B

0.5%

$13B

-0.1%