DFX Intelligence

J•••• A••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• A••••• V•••••••

Advisor at H•• I••••••••• P•••••••• L••

AUSTIN, TX | Roseville, CA

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Search this name across graphsid dfx:ria:597aaba7-641e-b249-5cf5-e6a0e0a7b2e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• I••••••••• P•••••••• L••	Independent wealth	Jun 23, 2025	n/a	yes	AUSTIN, TX\|Roseville, CA	Current employment
V•••••• W••••• M••••••••• I•••	Former SEC adviser	Jan 11, 2011	Dec 31, 2025	no	FOLSOM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• W••••• M••••••••• I•••	H•• I••••••••• P•••••••• L••	Dec 31, 2025	Jun 23, 2025	-191	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
139663:307956:CA:2025-12-31	Dec 31, 2025	Jun 23, 2025	FOLSOM, CA	Firm change after gap

Relationships

Registered with (2)

→ H•• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 23, 2025 to presentfactForm ADV
→ V•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2011 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
J•••• A••••• V••••••• left V•••••• W••••• M••••••••• I••• for H•• I••••••••• P•••••••• L•• (registered 2025-06-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:597aaba7-641e-b249-5cf5-e6a0e0a7b2e0
First observed: Feb 15, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.