DFX Intelligence

V•••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

V•••••• W••••• M••••••••• I•••

CRD 139663

FOLSOM, CA

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Search this name across graphsid dfx:ria:66ad695c-5c96-2046-4152-9a4f22bce134

Data as of Apr 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 1
Observed: Jul 2, 2012 to Apr 1, 2025
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

V•••••• F•••••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $343M••• Locked
Discretionary RAUM: $343M
Private client RAUM: $336Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V•••••••• J••••• A•••••	PRESIDENT, CCO	E	yes	07/2020	Jul 2, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$343M	$290M	18.4%	$221M	15.7%	4	3	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•• I••••••••• P•••••••• L••	3	Dec 31, 2025	Jun 23, 2025	FOLSOM, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (3)

← BRIAN C WELLSAdvisorregistration: previous registration
Mar 1, 2017 to Dec 31, 2025factForm ADV
← J•••• A••••• V•••••••Advisorregistration: previous registration
Jan 11, 2011 to Dec 31, 2025factForm ADV
← Tyler NguyenAdvisorregistration: previous registration
Mar 24, 2025 to Dec 31, 2025factForm ADV

Moved with (1)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Firm absorbed
V•••••• W••••• M••••••••• I•••'s advisors moved to H•• I••••••••• P•••••••• L•• (Folsom, CA): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Tyler Nguyen left V•••••• W••••• M••••••••• I••• for H•• I••••••••• P•••••••• L•• (registered 2025-06-18)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Jerry Arnold Verseput left V•••••• W••••• M••••••••• I••• for H•• I••••••••• P•••••••• L•• (registered 2025-06-23)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66ad695c-5c96-2046-4152-9a4f22bce134
First observed: Jul 2, 2012
Last observed: Apr 1, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.