DFX Intelligence

P•••••• A•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

P•••••• A•••• G•••••••

Advisor at L••••• I••••••••• A••••••• L••

WYANDOTTE, MI

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Search this name across graphsid dfx:ria:597fb59a-7648-a824-fedb-5518876b70fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• I••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• I••••••••• A••••••• L••	State registered	Jan 1, 2026	n/a	yes	WYANDOTTE, MI	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Jul 2, 2012	Mar 28, 2013	no	CHESTERFIELD, MO\|WYANDOTTE, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• C•••••• A•••••••• L••	F•••• A••••• A••••••• S•••••••• I•••	Mar 24, 2022	Jul 2, 2012	-3,552	Firm change after gap	Other
F•••• A••••• A••••••• S•••••••• I•••	L••••• I••••••••• A••••••• L••	Mar 28, 2013	Jan 1, 2026

Relationships

Registered with (4)

→ L••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ W•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 2, 2012 to Mar 24, 2022factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Mar 28, 2013factForm ADV
→ F•••• A••••• S••••••••• I•••

Dated events

Occurred
Mar 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:597fb59a-7648-a824-fedb-5518876b70fd
First observed: Jun 24, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.