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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

POLLY M WATSON

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA | LEESBURG, FL

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Search this name across graphsid dfx:ria:59924b38-ac55-ce35-68b4-2e9b9976740d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 30, 2007
First registration: Oct 18, 2007
Dual registered: yes, broker-dealer
Other names: POLLY M MARTIN
IAPD individual key: 2774469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 17, 2014	n/a	yes	LEESBURG, FL\|FAIRFIELD, IA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 21, 2010	Sep 11, 2014	no	LEESBURG, FL\|WINTER PARK, FL\|LEESBURG, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Apr 16, 2010	no	LEESBURG, FL	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Oct 18, 2007	Sep 30, 2009	no	BOSTON, MA\|LEESBURG,, FL\|LEESBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 11, 2014	Sep 17, 2014	6	Firm change	Other
LPL FINANCIAL LLC	WOODBURY FINANCIAL SERVICES, INC.	Apr 16, 2010	Apr 21, 2010	5	Firm change	Other
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 30, 2009	Sep 8, 2009	-22	Bulk transfer	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 17, 2014 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 21, 2010 to Sep 11, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Apr 16, 2010factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Oct 18, 2007 to Sep 30, 2009factForm ADV

Dated events

No dated event names this entity yet.