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Registered advisor
P•••• M• W•••••
Feed of 09/15/2026
Also filed as P•••• M Martin
At current firm
12 y
since Sep 17, 2014
In the industry
19 y
since Aug 30, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 17, 2014 · Leesburg, Fl
- W••••••• F•••••••• S•••••••• I••• formerApr 21, 2010 to Sep 11, 2014 · Leesburg, Fl
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Apr 16, 2010 · Leesburg, Fl
- M••••• S•••••• C••••••••• unclassifiedOct 18, 2007 to Sep 30, 2009 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 11, 2014, registered Sep 17, 2014 (6 days) · Other
- L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Apr 16, 2010, registered Apr 21, 2010 (5 days) · Other
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 30, 2009, registered Sep 8, 2009 (-22 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address