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RIA / WealthAdvisor35 years in industry

JOHN PETER GRIMES

Advisor at COMMONWEALTH FINANCIAL NETWORK

Plymouth, MA

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Search this name across graphsid dfx:ria:599d293f-4b46-ed21-54f8-8c737cde680e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 21, 1991
First registration: Nov 7, 2007
Dual registered: no
IAPD individual key: 2136114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Feb 11, 2025	n/a	yes	Plymouth, MA	Current employment
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	May 27, 2014	Mar 16, 2022	no	ASHLAND, MA\|Ashland, MA\|Boston, MA\|Plymouth, MA	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Feb 8, 2012	Mar 28, 2014	no	ASHLAND, MA	Previous registration
BARRINGTON CAPITAL MANAGEMENT INC	Former SEC adviser	Nov 7, 2007	Dec 31, 2011	no	ASHLAND, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE WEALTH ADVISORS, LLC	COMMONWEALTH FINANCIAL NETWORK	Mar 16, 2022	Feb 11, 2025	1,063	Firm change after gap	RIA to ibd
REDHAWK WEALTH ADVISORS, INC.	BROOKSTONE WEALTH ADVISORS, LLC	Mar 28, 2014	May 27, 2014	60	Firm change	Other
BARRINGTON CAPITAL MANAGEMENT INC	REDHAWK WEALTH ADVISORS, INC.	Dec 31, 2011	Feb 8, 2012	39	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
May 27, 2014 to Mar 16, 2022factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 8, 2012 to Mar 28, 2014factForm ADV
→ BARRINGTON CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Nov 7, 2007 to Dec 31, 2011factForm ADV

Dated events

Occurred
Mar 16, 2022
Advisor changed firm
John Peter Grimes left Brookstone Wealth Advisors, Llc for Commonwealth Financial Network (registered 2025-02-11)
Form ADVobserved 6 days ago