DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M• H••••••• S••••••••• I•••
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Mar 26, 2019 | n/a | yes | PORTLAND, OR | Current employment |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | Feb 13, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• I••••••••• M••••••••• | M• H••••••• S••••••••• I••• | Mar 8, 2018 | Mar 26, 2019 | 383 | Firm change | Ibd to ibd |
| E•••••• C•••••• M••••••••• L•• | S•••••••• I••••••••• M••••••••• | Oct 23, 2015 | Feb 13, 2017 |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Mar 13, 2013 | Oct 23, 2015 | no | ARLINGTON, VA|PORTLAND, OR | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Sep 12, 2011 | Feb 20, 2013 | no | Milwaukie, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| P••••••• • C•••••• | Former SEC adviser | Aug 3, 2004 | Sep 20, 2011 | no | PORTLAND, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| 479 |
| Firm change after gap |
| Other |
| U••• B•••••• I••••••••• I••• | E•••••• C•••••• M••••••••• L•• | Feb 20, 2013 | Mar 13, 2013 | 21 | Firm change | Other |
| P••••••• • C•••••• | U••• B•••••• I••••••••• I••• | Sep 20, 2011 | Sep 12, 2011 | -8 | Firm change | Other |