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Registered advisor
J•••• S•••• H•••••••••
Feed of 09/14/2026
At current firm
7 y
since Mar 26, 2019
In the industry
26 y
since Jul 17, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M• H••••••• S••••••••• I••• BD affiliated currentsince Mar 26, 2019 · Portland, Or
- S•••••••• I••••••••• M••••••••• formerFeb 13, 2017 to Mar 8, 2018 · Saint Louis, Mo
- E•••••• C•••••• M••••••••• L•• formerMar 13, 2013 to Oct 23, 2015 · Arlington, Va
- U••• B•••••• I••••••••• I••• formerSep 12, 2011 to Feb 20, 2013 · Milwaukie, Or
- P••••••• • C•••••• formerAug 3, 2004 to Sep 20, 2011 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• I••••••••• M••••••••• to M• H••••••• S••••••••• I•••left Mar 8, 2018, registered Mar 26, 2019 (383 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Oct 23, 2015, registered Feb 13, 2017 (479 days) · Other
- U••• B•••••• I••••••••• I••• to E•••••• C•••••• M••••••••• L••left Feb 20, 2013, registered Mar 13, 2013 (21 days) · Other
- P••••••• • C•••••• to U••• B•••••• I••••••••• I•••left Sep 20, 2011, registered Sep 12, 2011 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address