DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••• A•••• M••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | Mixed wealth | Jan 3, 2022 | n/a | yes | CHICAGO, IL | Current employment |
| S•••• B•••••• A•••• M••••••••• L•• | Former SEC adviser | Mar 8, 2013 | Dec 31, 2021 | no | LOS ANGELES, CA|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• B•••••• A•••• M••••••••• L•• | N••••• A•••• M••••••••• L•• | Dec 31, 2021 | Jan 3, 2022 | 3 | Firm change | Other |
| N••••• A•••• M••••••••• L•• | S•••• B•••••• A•••• M••••••••• L•• | Jan 20, 2015 | Mar 8, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 138123:155584:IL:2021-12-31 | Dec 31, 2021 | Jan 3, 2022 | CHICAGO, IL | Firm change |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Jan 20, 2015 | no | CHICAGO, IL | Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Jan 13, 2010 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| -683 |
| Firm change after gap |
| Other |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |