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RIA / WealthAdvisor15 years in industry

DREW JOHNSON

Advisor at CWM, LLC

Prairieville, LA | OMAHA, NE

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Search this name across graphsid dfx:ria:59b616e6-93cb-32d1-5b7d-ced04f8230f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 22, 2011
First registration: Aug 29, 2011
Dual registered: no
IAPD individual key: 5777106

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Mar 31, 2025	n/a	yes	Prairieville, LA\|OMAHA, NE	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 25, 2019	May 21, 2025	no	GONZALES, LA\|Lafayette, LA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 1, 2014	Jan 25, 2019	no	LAFAYETTE, LA\|LAFAYETTE, LA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	May 15, 2013	Jun 27, 2014	no	MELVILLE, NY	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Aug 29, 2011	Jun 18, 2012	no	LAFAYETTE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CWM, LLC	May 21, 2025	Mar 31, 2025	-51	Firm change after gap	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 25, 2019	Jan 25, 2019	0	Firm change	Ibd to ibd
CAPITAL ONE FINANCIAL ADVISORS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 27, 2014	Jul 1, 2014	4	Firm change	Other
SUMMIT FINANCIAL GROUP INC	CAPITAL ONE FINANCIAL ADVISORS LLC	Jun 18, 2012	May 15, 2013	331	Firm change	Other

Relationships

Registered with (5)

→ CWM, LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 25, 2019 to May 21, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 1, 2014 to Jan 25, 2019factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
May 15, 2013 to Jun 27, 2014factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Aug 29, 2011 to Jun 18, 2012factForm ADV

Dated events

Occurred
May 21, 2025
Advisor changed firm
Drew Johnson left Ameriprise Financial Services, Llc for Cwm, Llc (registered 2025-03-31)
Form ADVobserved 5 days ago