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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ABLES, IANNONE, MOORE & ASSOCIATES, INC.

CRD 126942

SAVANNAH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59b83aa0-14a6-62de-0382-eeef00dec965

Data as of Jan 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 29, 2012 to Jan 15, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $259MItem 5.F on the latest filing (2026-01-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $248M
Private client RAUM: $251MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $51.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 992
Individual clients: 312
High net worth clients: 83
SEC number: 801-108916
CRD: 126942
Filings on the tape: 20
First filed: Feb 29, 2012
Latest filed: Jan 15, 2026
Organised: Corporation, SC
Website: aimainc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ANTHONY IANNONE	n/a	SAVANNAH, GA	20	25	n/a	no
DAVID P HAVERSTICK	n/a	SAVANNAH, GA	9	14	3	no
Conlin Xavier Muller	n/a	SAVANNAH, GA	1	10	n/a	no
Emma M. Wyman	n/a	SAVANNAH, GA	1	12	n/a	no
Maria Justice	n/a	SAVANNAH, GA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAVERSTICK, DAVID, P	VICE PRESIDENT	Na	yes	02/2020	Mar 31, 2023	Mar 14, 2024
IANNONE, JEFFREY, ANTHONY	PRESIDENT / CEO & CHIEF COMPLIANCE OFFICER	E	yes	05/2006	Feb 29, 2012	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 15, 2026	$259M	$248M	5	3	0	n/a	n/a
2024	Mar 21, 2025	$239M	$231M	5	3	0	n/a	n/a
2023	Mar 14, 2024	$197M	$187M	4	2	0	n/a	n/a
2022	Mar 31, 2023	$154M	$149M	3	2	0	n/a	n/a
2021	Jan 24, 2022	$214M	$208M	4	2	0	n/a	n/a
2020	Feb 4, 2021	$183M	$175M	3	2	0	n/a	n/a
2019	Mar 2, 2020	$134M	$122M	4	3	0	n/a	n/a
2018	Jan 29, 2019	$114M	$103M	4	3	0	n/a	n/a
2017	Feb 9, 2018	$120M	$108M	4	3	0	n/a	n/a
2016	Feb 28, 2017	$109M	$98.8M	4	3	n/a	n/a	n/a
2011	Feb 29, 2012	$63.2M	$54.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$239M	8.2%	$154M	18.8%	5	5	0	0

Relationships

Registered with (6)

← Maria JusticeAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← Emma M. WymanAdvisorregistration: current employment
Dec 23, 2024 to presentfactForm ADV
← Conlin Xavier MullerAdvisorregistration: current employment
Dec 16, 2024 to presentfactForm ADV
← DAVID P HAVERSTICKAdvisorregistration: current employment
Nov 2, 2016 to presentfactForm ADV
← JEFFREY ANTHONY IANNONEAdvisorregistration: current employment
Sep 23, 2005 to presentfactForm ADV
← JODY LYNN VAN HECKEAdvisorregistration: previous registration
Apr 8, 2016 to Aug 31, 2016factForm ADV

Controls (2)

← IANNONE, JEFFREY, ANTHONYOwnerPRESIDENT / CEO & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 29, 2012 to Mar 14, 2024factForm ADV
← HAVERSTICK, DAVID, POwnerVICE PRESIDENT, ownership code NA, individual
Mar 31, 2023 to Mar 14, 2024factForm ADV

Dated events

Occurred
Mar 31, 2023
Control person left
Bea Terri Moore (Sr. V.P. And Coo) no longer on Schedule A of Ables, Iannone, Moore & Associates, Inc. (listed 2022-01-24, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
P David Haverstick (Vice President) appeared on Schedule A of Ables, Iannone, Moore & Associates, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 3, 2017
First Form ADV filing
Ables, Iannone, Moore & Associates, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59b83aa0-14a6-62de-0382-eeef00dec965
First observed: Feb 29, 2012
Last observed: Jan 15, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABLES, IANNONE, MOORE & ASSOCIATES, INC.

CRD 126942

SAVANNAH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59b83aa0-14a6-62de-0382-eeef00dec965

Data as of Jan 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ANTHONY IANNONE

n/a

SAVANNAH, GA

n/a

DAVID P HAVERSTICK

n/a

SAVANNAH, GA

Conlin Xavier Muller

n/a

SAVANNAH, GA

n/a

Emma M. Wyman

n/a

SAVANNAH, GA

n/a

Maria Justice

n/a

SAVANNAH, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAVERSTICK, DAVID, P

VICE PRESIDENT

yes

02/2020

Mar 31, 2023

Mar 14, 2024

IANNONE, JEFFREY, ANTHONY

PRESIDENT / CEO & CHIEF COMPLIANCE OFFICER

yes

05/2006

Feb 29, 2012

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 15, 2026

$259M

$248M

n/a

2024

Mar 21, 2025

$239M

$231M

n/a

2023

Mar 14, 2024

$197M

$187M

n/a

2022

Mar 31, 2023

$154M

$149M

n/a

2021

Jan 24, 2022

$214M

$208M

n/a

2020

Feb 4, 2021

$183M

$175M

n/a

2019

Mar 2, 2020

$134M

$122M

n/a

2018

Jan 29, 2019

$114M

$103M

n/a

2017

Feb 9, 2018

$120M

$108M

n/a

2016

Feb 28, 2017

$109M

$98.8M

n/a

2011

Feb 29, 2012

$63.2M

$54.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$259M

$239M

8.2%

$154M

18.8%