DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• I••••••• M•••• • A••••••••• I•••
Latest filing Jan 15, 2026
First filing on the tape Feb 29, 2012 · 20 filings
SEC status approved since Jan 11, 2017
RAUM
$259M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$251M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$51.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$259M as of Jan 15, 2026
Feb 29, 2012$63.2M then
HNW client RAUM$188M as of Jan 15, 2026
Feb 9, 2018$86.6M then
State-registered IARs (5.B.3)5 as of Jan 15, 2026
Feb 28, 20173 then
Employees (5.A)5 as of Jan 15, 2026
Feb 28, 20174 then
Private funds: no history
RAUM +8.2% over the last fiscal year+19% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jan 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $51.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $260,804derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M73%
- Individuals$62.7M24%
- Corporations and businesses$4.0M1.5%
- Charitable organizations$3.0M1.2%
- Pension and profit-sharing plans$896,5240.3%
- Individual clients
- 312reported
- HNW clients
- 83reported
- Pension plan clients
- 4reported
- Charitable clients
- 2reported
- Accounts
- 992reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• A•••••• I•••••• | Savannah, Ga | Sep 23, 2005 | 25 y | 0 |
| D•••• P• H••••••••• | Savannah, Ga | Nov 2, 2016 | 14 y | 3 |
| C••••• X••••• M••••• | Savannah, Ga | Dec 16, 2024 | 10 y | 0 |
| E••• M• W•••• | Savannah, Ga | Dec 23, 2024 | 12 y | 0 |
| M•••• J•••••• | Savannah, Ga | Feb 5, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• L••• V•• H•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 31, 2016 · Other
Joined, latest
- D•••• P• H••••••••• from I•••••••• I••••••••• I•••Nov 2, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• D••••• P• · Vice Presidentcontrolsince 02/2020 · owns less than 5%
- I••••••• J••••••• A•••••• · President / Ceo & Chief Compliance Officercontrolsince 05/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Savannah, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Jan 15, 2026HNW share of RAUM moved from 28.0% to 73.0% between the annual amendments of 2025-03-21 and 2026-01-15peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 900 to 992Mar 21, 2025 to Jan 15, 2026
- Advisory activities · 2 to 4Mar 21, 2025 to Jan 15, 2026
- Corporate clients · 4 to 8Mar 21, 2025 to Jan 15, 2026
- HNW clients · 74 to 83Mar 21, 2025 to Jan 15, 2026
- Individual clients · 310 to 312Mar 21, 2025 to Jan 15, 2026
- Pension plan clients · 0 to 4Mar 21, 2025 to Jan 15, 2026
- Discretionary RAUM · $231M to $248MMar 21, 2025 to Jan 15, 2026
- HNW RAUM · $66.4M to $188MMar 21, 2025 to Jan 15, 2026
- Individual RAUM · $168M to $62.7MMar 21, 2025 to Jan 15, 2026
- Non-discretionary RAUM · $8.1M to $11.1MMar 21, 2025 to Jan 15, 2026
- Pension RAUM · $0 to $896,524Mar 21, 2025 to Jan 15, 2026
- RAUM · $239M to $259MMar 21, 2025 to Jan 15, 2026
- Financial planning clients · 0 to 0Feb 10, 2025 to Mar 21, 2025
- Accounts · 848 to 900Mar 14, 2024 to Feb 10, 2025
- Advisory employees · 2 to 3Mar 14, 2024 to Feb 10, 2025
- Charity clients · 3 to 2Mar 14, 2024 to Feb 10, 2025
- Corporate clients · 3 to 4Mar 14, 2024 to Feb 10, 2025
- HNW clients · 69 to 74Mar 14, 2024 to Feb 10, 2025
- Individual clients · 304 to 310Mar 14, 2024 to Feb 10, 2025
- Employees · 4 to 5Mar 14, 2024 to Feb 10, 2025
- State-registered IARs · 2 to 5Mar 14, 2024 to Feb 10, 2025
- Discretionary RAUM · $187M to $231MMar 14, 2024 to Feb 10, 2025
- HNW RAUM · $141M to $66.4MMar 14, 2024 to Feb 10, 2025
- Individual RAUM · $50.7M to $168MMar 14, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $9.6M to $8.1MMar 14, 2024 to Feb 10, 2025
- RAUM · $197M to $239MMar 14, 2024 to Feb 10, 2025
- Accounts · 802 to 848Mar 31, 2023 to Mar 14, 2024
- Charity clients · 2 to 3Mar 31, 2023 to Mar 14, 2024
- HNW clients · 48 to 69Mar 31, 2023 to Mar 14, 2024
- Individual clients · 264 to 304Mar 31, 2023 to Mar 14, 2024
- Employees · 3 to 4Mar 31, 2023 to Mar 14, 2024
- Discretionary RAUM · $149M to $187MMar 31, 2023 to Mar 14, 2024
- HNW RAUM · $90.1M to $141MMar 31, 2023 to Mar 14, 2024
- Individual RAUM · $60.6M to $50.7MMar 31, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $5.5M to $9.6MMar 31, 2023 to Mar 14, 2024
- RAUM · $154M to $197MMar 31, 2023 to Mar 14, 2024
- Accounts · 712 to 802Jan 24, 2022 to Mar 31, 2023
- Charity clients · 3 to 2Jan 24, 2022 to Mar 31, 2023
- Corporate clients · 2 to 3Jan 24, 2022 to Mar 31, 2023
- HNW clients · 53 to 48Jan 24, 2022 to Mar 31, 2023
Signals
3 dated events
- Bea Terri Moore (Sr. V.P. And Coo) no longer on Schedule A of A••••• I••••••• M•••• • A••••••••• I••• (listed 2022-01-24, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- P David Haverstick (Vice President) appeared on Schedule A of A••••• I••••••• M•••• • A••••••••• I•••Mar 31, 2023 · Control person joined · fact
- A••••• I••••••• M•••• • A••••••••• I••• filed its initial SEC registration (Form ADV)Jan 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 912-777-4128reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 912-777-5943reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H•••://WWW.LINKEDIN.COM/COMPANY/A••••-I••••••-M••••-ASSOCIATreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 912-777-4128reportedpublic record, Form ADV, Jan 15, 2026
- Team page
- aimainc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026