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RIA / WealthAdvisorChartered Financial Consultant28 years in industry

JOHN RAYMOND BUONI

Advisor at SOVEREIGN FINANCIAL GROUP, INC.

WILMINGTON, DE | STAMFORD, CT

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Search this name across graphsid dfx:ria:59bad4b1-7c8c-078f-e1d4-d58e2865159e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOVEREIGN FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Nov 25, 1997
First registration: Jun 9, 2003
Dual registered: no
IAPD individual key: 2943956

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOVEREIGN FINANCIAL GROUP, INC.	Independent wealth	Jul 7, 2023	n/a	yes	WILMINGTON, DE\|STAMFORD, CT	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	May 19, 2006	Jun 2, 2023	no	West Chester, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	May 30, 2006	no	NEWTON SQUARE, PA\|NEWTON SQUARE, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 9, 2003	Jan 1, 2004	no	NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	SOVEREIGN FINANCIAL GROUP, INC.	Jun 2, 2023	Jul 7, 2023	35	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	JANNEY MONTGOMERY SCOTT LLC	May 30, 2006	May 19, 2006	-11	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SOVEREIGN FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jul 7, 2023 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
May 19, 2006 to Jun 2, 2023factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to May 30, 2006factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 9, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Jun 2, 2023
Advisor changed firm
John Raymond Buoni left Janney Montgomery Scott Llc for Sovereign Financial Group, Inc. (registered 2023-07-07)
Form ADVobserved 3 days ago