RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• B••••
- S•••••••• F•••••••• G••••• I••• independent RIA currentsince Jul 7, 2023 · Wilmington, De
- J••••• M••••••••• S•••• L•• BD affiliatedMay 19, 2006 to Jun 2, 2023 · West Chester, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to May 30, 2006 · Newton Square, Pa
- J••••• H•••••••• W••• L••••• L•• formerJun 9, 2003 to Jan 1, 2004 · Newtown Square, Pa
- J••••• M••••••••• S•••• L•• to S•••••••• F•••••••• G••••• I•••left Jun 2, 2023, registered Jul 7, 2023 (35 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to J••••• M••••••••• S•••• L••left May 30, 2006, registered May 19, 2006 (-11 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- J••• R•••••• B•••• left J••••• M••••••••• S•••• L•• for S•••••••• F•••••••• G••••• I••• (registered 2023-07-07)Jun 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address