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D••• G••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D••• G••• R•••••

Advisor at R•• A••••••• G••••• L••

Sioux Falls, SD | DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59c313f1-2026-3621-a03d-0d8caaaf0dd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A••••••• G••••• L••	Independent wealth	Aug 14, 2020	n/a	yes	Sioux Falls, SD\|DES MOINES, IA	Current employment
B•••••••• L••	Independent wealth	Dec 15, 2017	Aug 11, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• L••	R•• A••••••• G••••• L••	Aug 11, 2020	Aug 14, 2020	3	Firm change	RIA to RIA
P•••••••• S••••••••• I•••	B•••••••• L••	Dec 14, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168733:152566:SD:2020-08-11	Aug 11, 2020	Aug 14, 2020	SIOUX FALLS, SD	Firm change
1137:168733:SD:2017-12-14	Dec 14, 2017	Dec 15, 2017	CONDE, SD	Firm change

Relationships

Registered with (3)

→ R•• A••••••• G••••• L••Registered adviserregistration: current employment
Aug 14, 2020 to presentfactForm ADV
→ B•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2017 to Aug 11, 2020factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2013 to Dec 14, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59c313f1-2026-3621-a03d-0d8caaaf0dd7
First observed: Jan 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.