DFX Intelligence

M•••• G••••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M•••• G••••••• D•••••••••

Advisor at S•••••• A••••••••• L•••

jersey city, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59c8ff78-82f1-378d-52ae-f4651e9a2298

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A••••••••• L•••	Independent wealth	Nov 21, 2017	n/a	yes	jersey city, NJ\|NEW YORK, NY	Current employment
S••••••••• F•••••••• S•••••••• I•••	n/a	Oct 17, 2017	Dec 31, 2017	no	JERSEY CITY, NJ\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••••• S•••••••• I•••	S•••••• A••••••••• L•••	Dec 31, 2017	Nov 21, 2017	-40	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	S••••••••• F•••••••• S•••••••• I•••	Oct 24, 2017	Oct 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6670:288572:CA:2017-12-31	Dec 31, 2017	Nov 21, 2017	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (6)

→ S•••••• A••••••••• L•••Registered adviserregistration: current employment
Nov 21, 2017 to presentfactForm ADV
→ S••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 17, 2017 to Dec 31, 2017factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 27, 2015 to Oct 24, 2017factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59c8ff78-82f1-378d-52ae-f4651e9a2298
First observed: Jun 3, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.