DFX Intelligence
Reading the graph
Reading the graph
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Advisor at H•••••••• A•••••••• L••
Orlando, FL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••••• A•••••••• L•• | Bd affiliated wealth | Feb 11, 2026 | n/a | yes | Orlando, FL|CHICAGO, IL | Current employment |
| R••••••• C••••••••• G•••• | Former SEC adviser | Sep 21, 2022 | Jan 26, 2024 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• C••••••••• G•••• | H•••••••• A•••••••• L•• | Jan 26, 2024 | Feb 11, 2026 | 747 | Firm change after gap | RIA to ibd |
| D••••• C••••••• L•• | R••••••• C••••••••• G•••• | Aug 30, 2022 | Sep 21, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105720:145323:FL:2024-01-26 | Jan 26, 2024 | Feb 11, 2026 | ORLANDO, FL | Firm change after gap |
| D••••• C••••••• L•• | n/a | Jun 14, 2022 | Aug 30, 2022 | no | NEWTOWN SQUARE, PA | Previous registration |
| W•••••• A•••••••• L•• | Independent wealth | Jul 31, 2015 | May 4, 2017 | no | BIRMINGHAM, AL | Previous registration |
| D•••• I••••••••• A•••••••• L•• | n/a | Jan 24, 2007 | Jan 6, 2011 | no | D••••, PA | Previous registration |
| 22 |
| Firm change |
| Other |
| W•••••• A•••••••• L•• | D••••• C••••••• L•• | May 4, 2017 | Jun 14, 2022 | 1,867 | Firm change after gap | Other |
| D•••• I••••••••• A•••••••• L•• | W•••••• A•••••••• L•• | Jan 6, 2011 | Jul 31, 2015 | 1,667 | Firm change after gap | Other |