DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• B•••• D•••••

H•••••••• A•••••••• L••BD affiliatedOrlando, Fl IA-onlyIAPD 2293333

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as C••••••••• D•••••

At current firm

0 y

since Feb 11, 2026

In the industry

33 y

since Oct 20, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Feb 11, 2026 · Orlando, Fl
R••••••• C••••••••• G•••• former
Sep 21, 2022 to Jan 26, 2024 · Orlando, Fl
D••••• C••••••• L•• unclassified
Jun 14, 2022 to Aug 30, 2022 · Newtown Square, Pa
W•••••• A•••••••• L•• independent RIA
Jul 31, 2015 to May 4, 2017 · Birmingham, Al
D•••• I••••••••• A•••••••• L•• unclassified
Jan 24, 2007 to Jan 6, 2011 · D••••, Pa

Moves

a registration end followed by a registration begin elsewhere

R••••••• C••••••••• G•••• to H•••••••• A•••••••• L••
left Jan 26, 2024, registered Feb 11, 2026 (747 days) · RIA to affiliated broker-dealer or bank · moved with a team
D••••• C••••••• L•• to R••••••• C••••••••• G••••
left Aug 30, 2022, registered Sep 21, 2022 (22 days) · Other
W•••••• A•••••••• L•• to D••••• C••••••• L••
left May 4, 2017, registered Jun 14, 2022 (1867 days) · Other
D•••• I••••••••• A•••••••• L•• to W•••••• A•••••••• L••
left Jan 6, 2011, registered Jul 31, 2015 (1667 days) · Other

Signals

C••••••••• B•••• D••••• left R••••••• C••••••••• G•••• for H•••••••• A•••••••• L•• (registered 2026-02-11)
Jan 26, 2024 · Advisor changed firm · fact
C••••••••• B•••• D••••• left D••••• C••••••• L•• for R••••••• C••••••••• G•••• (registered 2022-09-21)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address