DFX Intelligence

F•••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•••••• C••••••• L•••

CRD 289584

ROCKLIN, CA

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Search this name across graphsid dfx:ria:59de5815-f54f-18a1-7bcd-8618935aea35

Data as of Mar 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Oct 29, 2020 to Mar 25, 2024
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $64.6M••• Locked
Discretionary RAUM: $64.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• C•••••• P••••••• I•• L•••	Hedge Fund	$45.2M	Jul 24, 2024	24	Oct 29, 2020	reported	021-370071
F•••••• C•••••• M•••••• D•••••••• L•	Hedge Fund	$24.5M	Mar 10, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• S••••••• H••••	MANAGING MEMBER	D	yes	04/2018	Oct 29, 2020	Mar 25, 2024
B•••••• S••••••• H••••	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	C	yes	08/2017	Oct 29, 2020	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••• C•••••• O••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 25, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$64.6M	$471M	-86.3%	$156M	-25.5%	4	6	0	0

Relationships

Advises (3)

→ F•••••• C•••••• P•••••••• L•••Private fundHedge Fund, ERA
Oct 29, 2020 to presentfactForm ADV
→ F•••••• C•••••• P••••••• I•• L•••Private fundHedge Fund, ERA
Oct 29, 2020 to presentfactForm ADV
→ F•••••• C•••••• M•••••• D•••••••• L•Private fundHedge Fund, IA
Aug 8, 2022 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-407M
Occurred
Mar 25, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 10, 2023
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59de5815-f54f-18a1-7bcd-8618935aea35
First observed: Oct 29, 2020
Last observed: Mar 25, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.