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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ROY CORR

Advisor at CITIZENS PRIVATE WEALTH

TARRYTOWN, NY | WESTWOOD, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS PRIVATE WEALTH
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Jun 25, 2015
First registration: Mar 9, 2004
Dual registered: yes, broker-dealer
Other names: ROY CORPS
IAPD individual key: 2030658

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS PRIVATE WEALTH	Bd affiliated wealth	Oct 10, 2024	n/a	yes	TARRYTOWN, NY	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 10, 2024	n/a	yes	TARRYTOWN, NY\|WESTWOOD, MA	Current employment
FARADAY CAPITAL, L.P.	Former SEC adviser	Jul 28, 2022	Jul 11, 2024	no	ROCKLIN, CA	Previous registration
FARADAY CAPITAL, L.P.	Former SEC adviser	Apr 11, 2020	Dec 31, 2020	no	ROCKLIN, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Dec 17, 2015	Aug 8, 2018	no	LOS ANGELES, CA\|SAN FRANCISCO, CA	Previous registration
SALEM PARTNERS WEALTH MANAGEMENT, LLC	Independent wealth	Jun 25, 2015	Sep 17, 2015	no	LOS ANGELES, CA	Previous registration
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	Other adviser	Jul 27, 2006	Aug 24, 2010	no	SANTA MONICA, CA	Previous registration
ASSET CONSULTING GROUP, LLC	Mixed wealth	Mar 9, 2004	May 18, 2006	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FARADAY CAPITAL, L.P.	CITIZENS PRIVATE WEALTH	Jul 11, 2024	Oct 10, 2024	91	Firm change	Other
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	FARADAY CAPITAL, L.P.	Aug 8, 2018	Apr 11, 2020	612	Firm change after gap	Other
SALEM PARTNERS WEALTH MANAGEMENT, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Sep 17, 2015	Dec 17, 2015	91	Firm change	Other
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	SALEM PARTNERS WEALTH MANAGEMENT, LLC	Aug 24, 2010	Jun 25, 2015	1,766	Firm change after gap	Other
ASSET CONSULTING GROUP, LLC	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	May 18, 2006	Jul 27, 2006	70	Firm change	Other

Relationships

Registered with (7)

→ CITIZENS PRIVATE WEALTHRegistered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ FARADAY CAPITAL, L.P.Registered adviserregistration: previous registration
Jul 28, 2022 to Jul 11, 2024factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Dec 17, 2015 to Aug 8, 2018factForm ADV
→ SALEM PARTNERS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 25, 2015 to Sep 17, 2015factForm ADV
→ GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 27, 2006 to Aug 24, 2010factForm ADV
→ ASSET CONSULTING GROUP, LLCRegistered adviserregistration: previous registration
Mar 9, 2004 to May 18, 2006factForm ADV

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
Roy Corr left Faraday Capital, L.P. for Citizens Securities, Inc. (registered 2024-10-10)
Form ADVobserved 6 days ago