This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 14, 1988earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

25derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jul 14, 1988

First registration

Jul 28, 2021

Dual registered

yes, broker-dealer

Other names

RICHARD ZAK

IAPD individual key

1839891

• Occurred

  Oct 14, 2022
  Advisor departed, no destination yet

  Richard Allen Zak no longer registered at Td Ameritrade, Inc.; no later IA registration on IAPD

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:59e3d9ba-82c3-2d45-9b60-2c528124286b

First observed

Jul 28, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.