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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 10, 2024 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2017 | Jul 9, 2019 | no | ST. LOUIS, MO | Previous registration |
| SPARROW CAPITAL MANAGEMENT INC | Mixed wealth | Jan 12, 2016 | Feb 18, 2016 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 9, 2019 | Apr 10, 2024 | 1,737 | Firm change after gap | Wirehouse to ibd |
| SPARROW CAPITAL MANAGEMENT INC | WELLS FARGO ADVISORS | Feb 18, 2016 | Jun 21, 2017 | 489 | Firm change after gap | Other |