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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

SPARROW CAPITAL MANAGEMENT INC

CRD 106616

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa271e92-a445-9b1a-b427-ed4b13fee042

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 18, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.68 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $113M
Private client RAUM: $35.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $113Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 61
Individual clients: 44
High net worth clients: 10
Private funds: 1Schedule D 7.B(1)
SEC number: 801-42906
CRD: 106616
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Mar 18, 2026
Organised: Corporation, MO
Website: sparrowcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GERALD RICHARD SPARROW	n/a	ST. LOUIS, MO	28	37	3	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPARROW FUND L.P.	Hedge Fund	$7.0M	Feb 29, 2024	15	Jul 29, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SPARROW, GERALD, RICHARD	PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	01/1998	Mar 30, 2012	Feb 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BYW INVESTMENT ADVISORS, INC	n/a	Former SEC adviser	$113M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$113M	$113M	2	1	0	1	n/a
2024	Mar 11, 2025	$224M	$224M	2	1	0	1	n/a
2023	Feb 29, 2024	$196M	$196M	2	1	0	1	$7.0M
2022	Feb 17, 2023	$179M	$179M	2	1	0	1	$6.7M
2021	Mar 17, 2022	$225M	$225M	2	1	0	1	$10.1M
2020	Mar 24, 2021	$252M	$252M	2	1	0	1	$6.2M
2019	Mar 26, 2020	$305M	$305M	2	1	0	1	$6.2M
2018	Mar 26, 2019	$123M	$123M	2	1	0	1	$6.2M
2017	Mar 29, 2018	$123M	$123M	2	1	0	1	$6.9M
2016	Mar 21, 2017	$117M	$117M	2	1	n/a	1	$6.3M
2015	Mar 18, 2016	$95.0M	$95.0M	4	1	n/a	1	$57.4M
2014	Mar 24, 2015	$45.2M	$45.2M	4	2	n/a	1	$4.2M
2013	Mar 25, 2014	$44.6M	$44.6M	1	1	n/a	1	$4.2M
2012	Apr 1, 2013	$38.6M	$38.6M	2	1	n/a	n/a	n/a
2011	Mar 30, 2012	$40.6M	$40.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	$224M	-49.5%	$179M	-14.1%	2	2	0	0

Relationships

Affiliated with (2)

→ BYWRegistered adviserother investment adviser, control, common control
factForm ADV
← BYWRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ SPARROW FUND L.P.Private fundHedge Fund, IA
Jul 29, 2013 to presentfactForm ADV

Registered with (3)

← GERALD RICHARD SPARROWAdvisorregistration: current employment
Nov 25, 1997 to presentfactForm ADV
← Joshua T MocilanAdvisorregistration: previous registration
Jan 12, 2016 to Feb 18, 2016factForm ADV
← SCOTT CLIFTON BUELLAdvisorregistration: previous registration
Dec 14, 2004 to Jun 28, 2006factForm ADV

Controls (1)

← SPARROW, GERALD, RICHARDOwnerPRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to Feb 29, 2024factForm ADV

Dated events

Occurred
Mar 18, 2026
Regulatory AUM changed
Sparrow Capital Management Inc reported RAUM $113.3M, down 49% from $224.3M (2025-03-11 to 2026-03-18)
Form ADVobserved 4 days ago
$-111M
Occurred
Mar 26, 2020
Regulatory AUM changed
Sparrow Capital Management Inc reported RAUM $305.5M, up 148% from $123.4M (2019-03-26 to 2020-03-26)
Form ADVobserved 4 days ago
$182M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fa271e92-a445-9b1a-b427-ed4b13fee042
First observed: Mar 30, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPARROW CAPITAL MANAGEMENT INC

CRD 106616

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fa271e92-a445-9b1a-b427-ed4b13fee042

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GERALD RICHARD SPARROW

n/a

ST. LOUIS, MO

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPARROW FUND L.P.

Hedge Fund

$7.0M

Feb 29, 2024

Jul 29, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SPARROW, GERALD, RICHARD

PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER

yes

01/1998

Mar 30, 2012

Feb 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BYW INVESTMENT ADVISORS, INC

n/a

Former SEC adviser

$113M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$113M

n/a

2024

Mar 11, 2025

$224M

n/a

2023

Feb 29, 2024

$196M

$7.0M

2022

Feb 17, 2023

$179M

$6.7M

2021

Mar 17, 2022

$225M

$10.1M

2020

Mar 24, 2021

$252M

$6.2M

2019

Mar 26, 2020

$305M

$6.2M

2018

Mar 26, 2019

$123M

$6.2M

2017

Mar 29, 2018

$123M

$6.9M

2016

Mar 21, 2017

$117M

n/a

$6.3M

2015

Mar 18, 2016

$95.0M

n/a

$57.4M

2014

Mar 24, 2015

$45.2M

n/a

$4.2M

2013

Mar 25, 2014

$44.6M

n/a

$4.2M

2012

Apr 1, 2013

$38.6M

n/a

2011

Mar 30, 2012

$40.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$113M

$224M

-49.5%

$179M

-14.1%