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Advisor at MERCER GLOBAL ADVISORS INC.
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Jun 29, 2023 | n/a | yes | San Diego, CA | Current employment |
| EPSTEIN AND WHITE FINANCIAL LLC | Former SEC adviser | Feb 6, 2020 | Jul 6, 2021 | no | SAN DIEGO, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 14, 2009 | Feb 5, 2020 | no | LA JOLLA, CA|San Diego, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 14, 2009 | Feb 5, 2020 | no | Encino, CA|San Diego, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 25, 2008 | May 12, 2009 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EPSTEIN AND WHITE FINANCIAL LLC | MERCER GLOBAL ADVISORS INC. | Jul 6, 2021 | Jun 29, 2023 | 723 | Firm change after gap | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 5, 2020 | May 14, 2009 | -3,919 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Feb 5, 2020 | May 14, 2009 | -3,919 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | May 12, 2009 | May 14, 2009 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281230:147363:CA:2021-07-06 | Jul 6, 2021 | Jun 29, 2023 | SAN DIEGO, CA | Firm change after gap |
| 111514:7870:CA:2020-01-31 | Feb 5, 2020 | May 14, 2009 | SAN DIEGO, CA | Firm change after gap |