DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at E. A. HORWITZ LLC
DEERFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E. A. HORWITZ LLC | Independent wealth | Apr 11, 2017 | n/a | yes | DEERFIELD, IL | Current employment |
| BFC PLANNING, INC. | Bd affiliated wealth | Jun 6, 2014 | Mar 28, 2017 | no | SCHAUMBERG, IL|CEDAR RAPIDS, IA | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jul 11, 2013 | Jun 6, 2014 | no | BOLINGBROOK, IL|Cedar Rapids, IA|Bolingbrook, IL|SCHAUMBURG, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 15, 2012 | Jun 26, 2013 | no | Lisle, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BFC PLANNING, INC. | E. A. HORWITZ LLC | Mar 28, 2017 | Apr 11, 2017 | 14 | Firm change | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | BFC PLANNING, INC. | Jun 6, 2014 | Jun 6, 2014 | 0 | Firm change | Other |
| MORGAN STANLEY | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Jun 26, 2013 | Jul 11, 2013 | 15 | Firm change | Other |