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N•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

N•••••• M••••••••

Advisor at T••• W••••• I••••••••• M••••••••• L••

Hoboken, NJ | New York, NY

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Search this name across graphsid dfx:ria:59f4e44c-5480-72f4-2ee2-1159da773316

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• W••••• I••••••••• M••••••••• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••• W••••• I••••••••• M••••••••• L••	No RAUM reported	Apr 21, 2026	n/a	yes	Hoboken, NJ\|New York, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 1, 2007	Mar 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••• W••••• I••••••••• M••••••••• L••	Mar 31, 2023	Apr 21, 2026	1,117	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (2)

→ T••• W••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 1, 2007 to Mar 31, 2023factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
N•••••• M•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••• W••••• I••••••••• M••••••••• L•• (registered 2026-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59f4e44c-5480-72f4-2ee2-1159da773316
First observed: Dec 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.