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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 10b 100b

RUFFER LLP

CRD 309733

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59f89cb1-72e7-ed73-10cc-32da9af7d921

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 13
On other graphs: 0
Observed: Aug 13, 2021 to Aug 19, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.25 fund_share=0.53 institutional_share=0.12 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $25BItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25B
Private client RAUM: $6.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 25%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 282
Advisory employees: 35
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5,250
Individual clients: 4,669
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
SEC number: 801-122307
CIK: 1426859
CRD: 309733
Filings on the tape: 14
First filed: Aug 13, 2021
Latest filed: Aug 19, 2026
Organised: Limited Liability Partnership

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RUFFER SICAV - RUFFER TOTAL RETURN INTERNATIONAL	Other Private Fund	$4.9B	Aug 19, 2026	800	Jun 30, 2020	reported	021-489729

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cullen, Martin, Bernard	FINANCE DIRECTOR (AND PARTNER)	Na	yes	06/2023	Aug 19, 2026	Aug 19, 2026
MAXEY, HENRY, JAMES	EXECUTIVE CHAIRMAN, CHIEF MEMBER (AND PARTNER ) MEMBER MEMBER (AND PARTNER) PARTNER) MEMBER	A	yes	01/2026	Aug 19, 2026	Aug 19, 2026
Mountain, Simon, Oliver	CHIEF OPERATIONS OFFICER (AND PARTNER)	Na	yes	06/2023	Aug 19, 2026	Aug 19, 2026
NORTH, JOCELYN, MONTAGU	HEAD OF CLIENTS AND DISTRIBUTION	Na	yes	06/2025	Aug 19, 2026	Aug 19, 2026
BACON, CHRISTOPHER	CHIEF EXECUTIVE OFFICER AND BOARD MEMBER (AND PARTNER)	A	yes	04/2021	Jun 24, 2022	Oct 7, 2024
BEST, MIRANDA, JANE	DEPUTY CEO AND BOARD MEMBER (AND PARTNER)	Na	yes	04/2021	Jun 24, 2022	Oct 7, 2024
BLACKFORD, EDWINA, KATHERINE HEATHER	CHIEF OF STAFF (AND PARTNER)	Na	yes	09/2024	Oct 7, 2024	Oct 7, 2024
GAKIC, LUKA	HEAD OF CORE FUND MANAGEMENT (AND PARTNER)	Na	yes	09/2020	Jul 19, 2024	Oct 7, 2024
HODGSON, LUCY, ALEXANDRA	CHIEF COMPLIANCE OFFICER (AND PARTNER)	Na	yes	09/2024	Oct 7, 2024	Oct 7, 2024
MCLEISH, NEIL, ALAN	CO-CHIEF INVESTMENT OFFICER (AND PARTNER )	Na	yes	06/2023	Jul 19, 2024	Oct 7, 2024
RUFFER, JONATHAN, GARNIER	EXECUTIVE CHAIRMAN AND BOARD MEMBER (AND PARTNER)	Na	yes	08/2003	Aug 13, 2021	Oct 7, 2024
SMITH, KATIE, JANE	CHIEF LEGAL OFFICER (AND PARTNER)	Na	yes	02/2022	Jun 24, 2022	Oct 7, 2024
Allen, Tony, James	INTERIM CHIEF COMPLIANCE OFFICER	Na	no	07/2026	Aug 19, 2026	Aug 19, 2026
FLEMING, CAMPBELL, DAVID	NON-EXECUTIVE DIRECTOR AND BOARD MEMBER	Na	no	07/2021	Aug 13, 2021	Oct 7, 2024
Meijs, Fleur	NON-EXECUTIVE DIRECTOR AND BOARD MEMBER	Na	no	02/2018	Aug 13, 2021	Oct 7, 2024
RUKANDEMA, TWEMBI, Muntuyera	NON-EXECUTIVE DIRECTOR AND BOARD MEMBER	Na	no	04/2023	Apr 12, 2023	Oct 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUFFER (CHANNEL ISLANDS) LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUFFER AIFM LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUFFER LLC	n/a	n/a	n/a	Y	yes	n/a
RUFFER SA	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Edinburgh	n/a	United Kingdom	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$24B	$24B	312	42	1	1	n/a
2024	Jun 26, 2024	$27B	$27B	332	133	1	1	$5.8B
2023	Jun 28, 2023	$31B	$31B	352	177	1	1	$7.2B
2022	Jun 24, 2022	$32B	$32B	353	182	1	1	$6.5B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$25B	$27B	-8.2%	$32B	-7.7%	282	332	1	1

Relationships

Advises (1)

→ RUFFER SICAV - RUFFER TOTAL RETURN INTERNATIONALPrivate fundOther Private Fund, IA
Jun 30, 2020 to presentfactForm ADV

Controls (11)

← MCLEISH, NEIL, ALANOwnerCO-CHIEF INVESTMENT OFFICER (AND PARTNER ), ownership code NA, individual
Jul 19, 2024 to Oct 7, 2024factForm ADV
← RUFFER, JONATHAN, GARNIEROwnerEXECUTIVE CHAIRMAN AND BOARD MEMBER (AND PARTNER), ownership code NA, individual
Aug 13, 2021 to Oct 7, 2024factForm ADV
← MAXEY, HENRY, JAMES MACFARLANEOwnerCHIEF INVESTMENT OFFICER AND BOARD MEMBER (AND PARTNER ), ownership code A, individual
Aug 13, 2021 to Oct 7, 2024factForm ADV
← BEST, MIRANDA, JANEOwnerDEPUTY CEO AND BOARD MEMBER (AND PARTNER), ownership code NA, individual
Jun 24, 2022 to Oct 7, 2024factForm ADV
← BACON, CHRISTOPHEROwnerCHIEF EXECUTIVE OFFICER AND BOARD MEMBER (AND PARTNER), ownership code A, individual
Jun 24, 2022 to Oct 7, 2024factForm ADV
← SMITH, KATIE, JANEOwnerCHIEF LEGAL OFFICER (AND PARTNER), ownership code NA, individual
Jun 24, 2022 to Oct 7, 2024factForm ADV
← Cullen, Martin, BernardOwnerFINANCE DIRECTOR (AND PARTNER), ownership code NA, individual
Jul 19, 2024 to Oct 7, 2024factForm ADV
← Mountain, Simon, OliverOwnerCHIEF OPERATIONS OFFICER (AND PARTNER), ownership code NA, individual
Jun 28, 2023 to Oct 7, 2024factForm ADV
← HODGSON, LUCY, ALEXANDRAOwnerCHIEF COMPLIANCE OFFICER (AND PARTNER), ownership code NA, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← GAKIC, LUKAOwnerHEAD OF CORE FUND MANAGEMENT (AND PARTNER), ownership code NA, individual
Jul 19, 2024 to Oct 7, 2024factForm ADV
← BLACKFORD, EDWINA, KATHERINE HEATHEROwnerCHIEF OF STAFF (AND PARTNER), ownership code NA, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV

Owns (3)

← FLEMING, CAMPBELL, DAVIDOwnerNON-EXECUTIVE DIRECTOR AND BOARD MEMBER, ownership code NA, individual
Aug 13, 2021 to Oct 7, 2024factForm ADV
← Meijs, FleurOwnerNON-EXECUTIVE DIRECTOR AND BOARD MEMBER, ownership code NA, individual
Aug 13, 2021 to Oct 7, 2024factForm ADV
← RUKANDEMA, TWEMBI, MuntuyeraOwnerNON-EXECUTIVE DIRECTOR AND BOARD MEMBER, ownership code NA, individual
Apr 12, 2023 to Oct 7, 2024factForm ADV

Dated events

Occurred
Oct 7, 2024
Control person left
Mary Louise Stanway (Chief Compliance Officer (And Partner)) no longer on Schedule A of Ruffer Llp (listed 2024-07-19, absent 2024-10-07)
Form ADVobserved 5 days ago
Occurred
Oct 7, 2024
Control person left
Omar Kodmani (Head Of Clients & Distribution (And Partner)) no longer on Schedule A of Ruffer Llp (listed 2024-07-19, absent 2024-10-07)
Form ADVobserved 5 days ago
Occurred
Oct 7, 2024
Control person joined
Alexandra Lucy Hodgson (Chief Compliance Officer (And Partner)) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Oct 7, 2024
Control person joined
Katherine Heather Edwina Blackford (Chief Of Staff (And Partner)) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Jul 19, 2024
Control person joined
Luka Gakic (Head Of Core Fund Management (And Partner)) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Jul 19, 2024
Control person joined
Omar Kodmani (Head Of Clients & Distribution (And Partner)) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Jul 19, 2024
Control person joined
Bernard Martin Cullen (Finance Director (And Partner)) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Jul 19, 2024
Control person joined
Alan Neil Mcleish (Co-Chief Investment Officer (And Partner )) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Jun 28, 2023
Control person joined
Benedict Simon Mountain (Chief Operations Officer) appeared on Schedule A of Ruffer Llp
Form ADVobserved 5 days ago
Occurred
Apr 12, 2023
Control person left
Evan Michael Gower (Chief Financial Officer (And Board Member)) no longer on Schedule A of Ruffer Llp (listed 2022-06-24, absent 2023-04-12)
Form ADVobserved 5 days ago
Occurred
Jun 24, 2022
Regulatory AUM changed
Ruffer Llp reported RAUM $31.6B, up 37% from $23.1B (2021-08-13 to 2022-06-24)
Form ADVobserved 5 days ago
$8.5B
Occurred
Jun 24, 2022
Control person left
Mary Clementine Vaughan (Chief Executive Officer (And Board Member)) no longer on Schedule A of Ruffer Llp (listed 2021-08-13, absent 2022-06-24)
Form ADVobserved 5 days ago
Occurred
Aug 13, 2021
First Form ADV filing
Ruffer Llp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59f89cb1-72e7-ed73-10cc-32da9af7d921
First observed: Aug 13, 2021
Last observed: Aug 19, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUFFER LLP

CRD 309733

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59f89cb1-72e7-ed73-10cc-32da9af7d921

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RUFFER SICAV - RUFFER TOTAL RETURN INTERNATIONAL

Other Private Fund

$4.9B

Aug 19, 2026

800

Jun 30, 2020

reported

021-489729

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cullen, Martin, Bernard

FINANCE DIRECTOR (AND PARTNER)

yes

06/2023

Aug 19, 2026

MAXEY, HENRY, JAMES

EXECUTIVE CHAIRMAN, CHIEF MEMBER (AND PARTNER ) MEMBER MEMBER (AND PARTNER) PARTNER) MEMBER

yes

01/2026

Aug 19, 2026

Mountain, Simon, Oliver

CHIEF OPERATIONS OFFICER (AND PARTNER)

yes

06/2023

Aug 19, 2026

NORTH, JOCELYN, MONTAGU

HEAD OF CLIENTS AND DISTRIBUTION

yes

06/2025

Aug 19, 2026

BACON, CHRISTOPHER

CHIEF EXECUTIVE OFFICER AND BOARD MEMBER (AND PARTNER)

yes

04/2021

Jun 24, 2022

Oct 7, 2024

BEST, MIRANDA, JANE

DEPUTY CEO AND BOARD MEMBER (AND PARTNER)

yes

04/2021

Jun 24, 2022

Oct 7, 2024

BLACKFORD, EDWINA, KATHERINE HEATHER

CHIEF OF STAFF (AND PARTNER)

yes

09/2024

Oct 7, 2024

GAKIC, LUKA

HEAD OF CORE FUND MANAGEMENT (AND PARTNER)

yes

09/2020

Jul 19, 2024

Oct 7, 2024

HODGSON, LUCY, ALEXANDRA

CHIEF COMPLIANCE OFFICER (AND PARTNER)

yes

09/2024

Oct 7, 2024

MCLEISH, NEIL, ALAN

CO-CHIEF INVESTMENT OFFICER (AND PARTNER )

yes

06/2023

Jul 19, 2024

Oct 7, 2024

RUFFER, JONATHAN, GARNIER

EXECUTIVE CHAIRMAN AND BOARD MEMBER (AND PARTNER)

yes

08/2003

Aug 13, 2021

Oct 7, 2024

SMITH, KATIE, JANE

CHIEF LEGAL OFFICER (AND PARTNER)

yes

02/2022

Jun 24, 2022

Oct 7, 2024

Allen, Tony, James

INTERIM CHIEF COMPLIANCE OFFICER

07/2026

Aug 19, 2026

FLEMING, CAMPBELL, DAVID

NON-EXECUTIVE DIRECTOR AND BOARD MEMBER

07/2021

Aug 13, 2021

Oct 7, 2024

Meijs, Fleur

NON-EXECUTIVE DIRECTOR AND BOARD MEMBER

02/2018

Aug 13, 2021

Oct 7, 2024

RUKANDEMA, TWEMBI, Muntuyera

NON-EXECUTIVE DIRECTOR AND BOARD MEMBER

04/2023

Apr 12, 2023

Oct 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUFFER (CHANNEL ISLANDS) LIMITED

n/a

yes

n/a

RUFFER AIFM LIMITED

n/a

yes

n/a

RUFFER LLC

n/a

yes

n/a

RUFFER SA

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Edinburgh

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$24B

312

n/a

2024

Jun 26, 2024

$27B

332

133

$5.8B

2023

Jun 28, 2023

$31B

352

177

$7.2B

2022

Jun 24, 2022

$32B

353

182

$6.5B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$25B

$27B

-8.2%

$32B

-7.7%

282

332