DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• L••
Latest filing Aug 19, 2026
First filing on the tape Aug 13, 2021 · 14 filings
SEC status approved since Sep 15, 2021
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
25%
$6.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
282
35 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$25B as of Aug 19, 2026
Jun 24, 2022$32B then
HNW client RAUM$0 as of Aug 19, 2026
Jun 24, 2022$0 then
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Jun 24, 20220 then
Employees (5.A)282 as of Aug 19, 2026
Jun 24, 2022353 then
Private funds1 as of Aug 19, 2026
Jun 24, 20221 then
RAUM -8.2% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B53%
- Individuals$6.3B25%
- Corporations and businesses$2.6B10%
- Pension and profit-sharing plans$1.6B6.3%
- Charitable organizations$1.2B4.6%
- Insurance companies$190M0.8%
- Individual clients
- 4,669reported
- HNW clients
- 0reported
- Pension plan clients
- 47reported
- Charitable clients
- 199reported
- Accounts
- 5,250reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.25 fund_share=0.53 institutional_share=0.12 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••• S•••• • R••••• T•••• R••••• I••••••••• | Other Private Fund | $4.9B | 800 | Jun 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••••• · Chief Executive Officer And Board Member (And Partner)controlsince 04/2021 · owns 5% to 10%
- B•••• M••••••• J••• · Deputy Ceo And Board Member (And Partner)controlsince 04/2021 · owns less than 5%
- B••••••••• E•••••• K•••••••• H•••••• · Chief Of Staff (And Partner)controlsince 09/2024 · owns less than 5%
- C•••••• M•••••• B•••••• · Finance Director (And Partner)controlsince 06/2023 · owns less than 5%
- G••••• L••• · Head Of Core Fund Management (And Partner)controlsince 09/2020 · owns less than 5%
- H••••••• L•••• A•••••••• · Chief Compliance Officer (And Partner)controlsince 09/2024 · owns less than 5%
- M••••• H••••• J•••• · Executive Chairman, Chief Member (And Partner ) Member Member (And Partner) Partner) Membercontrolsince 01/2026 · owns 5% to 10%
- M••••••• N•••• A••• · Co-Chief Investment Officer (And Partner )controlsince 06/2023 · owns less than 5%
- M•••••••• S••••• O••••• · Chief Operations Officer (And Partner)controlsince 06/2023 · owns less than 5%
- N••••• J••••••• M•••••• · Head Of Clients And Distributioncontrolsince 06/2025 · owns less than 5%
- R•••••• J•••••••• G•••••• · Executive Chairman And Board Member (And Partner)controlsince 08/2003 · owns less than 5%
- S••••• K••••• J••• · Chief Legal Officer (And Partner)controlsince 02/2022 · owns less than 5%
- A••••• T•••• J•••• · Interim Chief Compliance Officersince 07/2026 · owns less than 5%
- F••••••• C•••••••• D•••• · Non-Executive Director And Board Membersince 07/2021 · owns less than 5%
- M••••• F•••• · Non-Executive Director And Board Membersince 02/2018 · owns less than 5%
- R••••••••• T•••••• M•••••••• · Non-Executive Director And Board Membersince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- R••••• ••••••• I••••••• L••••••investment advisery
- R••••• A••• L••••••investment advisery
- R••••• L••broker-dealery
- R••••• S•investment advisery
Offices
Schedule D 1.F, the 25 largest
- Edinburgh, United Kingdom3 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 19, 2026N••••• J••••••• M•••••• (HEAD OF CLIENTS AND DISTRIBUTION) appeared on Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026M••••••• N•••• A••• (CO-CHIEF INVESTMENT OFFICER (AND PARTNER )) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026R•••••• J•••••••• G•••••• (EXECUTIVE CHAIRMAN AND BOARD MEMBER (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026B•••• M••••••• J••• (DEPUTY CEO AND BOARD MEMBER (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026B••••• C••••••••• (CHIEF EXECUTIVE OFFICER AND BOARD MEMBER (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026S••••• K••••• J••• (CHIEF LEGAL OFFICER (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026H••••••• L•••• A•••••••• (CHIEF COMPLIANCE OFFICER (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026G••••• L••• (HEAD OF CORE FUND MANAGEMENT (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 19, 2026B••••••••• E•••••• K•••••••• H•••••• (CHIEF OF STAFF (AND PARTNER)) left Schedule A between the filings of 2024-10-07 and 2026-08-19peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 6,056 to 5,250Mar 17, 2026 to Jun 26, 2026
- Advisory employees · 42 to 35Mar 17, 2026 to Jun 26, 2026
- Charity clients · 225 to 199Mar 17, 2026 to Jun 26, 2026
- Corporate clients · 227 to 196Mar 17, 2026 to Jun 26, 2026
- Individual clients · 5,363 to 4,669Mar 17, 2026 to Jun 26, 2026
- Pension plan clients · 82 to 47Mar 17, 2026 to Jun 26, 2026
- Employees · 312 to 282Mar 17, 2026 to Jun 26, 2026
- Discretionary RAUM · $24B to $25BMar 17, 2026 to Jun 26, 2026
- Individual RAUM · $6.2B to $6.3BMar 17, 2026 to Jun 26, 2026
- Pension RAUM · $2.7B to $1.6BMar 17, 2026 to Jun 26, 2026
- Pooled vehicle RAUM · $12B to $13BMar 17, 2026 to Jun 26, 2026
- RAUM · $24B to $25BMar 17, 2026 to Jun 26, 2026
- Accounts · 6,650 to 6,056Oct 7, 2024 to Jun 27, 2025
- Advisory employees · 133 to 42Oct 7, 2024 to Jun 27, 2025
- Charity clients · 251 to 225Oct 7, 2024 to Jun 27, 2025
- Corporate clients · 261 to 227Oct 7, 2024 to Jun 27, 2025
- Individual clients · 5,892 to 5,363Oct 7, 2024 to Jun 27, 2025
- Pension plan clients · 97 to 82Oct 7, 2024 to Jun 27, 2025
- Employees · 332 to 312Oct 7, 2024 to Jun 27, 2025
- Financial planning clients · unset to Oct 7, 2024 to Jun 27, 2025
- HQ state · unset to Oct 7, 2024 to Jun 27, 2025
- Discretionary RAUM · $27B to $24BOct 7, 2024 to Jun 27, 2025
- Individual RAUM · $7.4B to $6.2BOct 7, 2024 to Jun 27, 2025
- Pension RAUM · $2.9B to $2.7BOct 7, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $13B to $12BOct 7, 2024 to Jun 27, 2025
- RAUM · $27B to $24BOct 7, 2024 to Jun 27, 2025
- Related bank · false to trueOct 7, 2024 to Jun 27, 2025
- Accounts · 6,884 to 6,650Dec 14, 2023 to Jun 26, 2024
- Advisory employees · 177 to 133Dec 14, 2023 to Jun 26, 2024
- Charity clients · 250 to 251Dec 14, 2023 to Jun 26, 2024
- Corporate clients · 274 to 261Dec 14, 2023 to Jun 26, 2024
- Individual clients · 5,798 to 5,892Dec 14, 2023 to Jun 26, 2024
- Pension plan clients · 138 to 97Dec 14, 2023 to Jun 26, 2024
- Pooled vehicle clients · 16 to 20Dec 14, 2023 to Jun 26, 2024
- Employees · 352 to 332Dec 14, 2023 to Jun 26, 2024
- Discretionary RAUM · $31B to $27BDec 14, 2023 to Jun 26, 2024
- Individual RAUM · $7.2B to $7.4BDec 14, 2023 to Jun 26, 2024
- Pension RAUM · $3.4B to $2.9BDec 14, 2023 to Jun 26, 2024
- Pooled vehicle RAUM · $15B to $13BDec 14, 2023 to Jun 26, 2024
- RAUM · $31B to $27BDec 14, 2023 to Jun 26, 2024
Signals
13 dated events
- M••• Louise Stanway (Chief Compliance Officer (And Partner)) no longer on Schedule A of R••••• L•• (listed 2024-07-19, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Omar Kodmani (Head Of Clients & Distribution (And Partner)) no longer on Schedule A of R••••• L•• (listed 2024-07-19, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Alexandra Lucy Hodgson (Chief Compliance Officer (And Partner)) appeared on Schedule A of R••••• L••Oct 7, 2024 · Control person joined · fact
- Katherine Heather Edwina Blackford (Chief Of Staff (And Partner)) appeared on Schedule A of R••••• L••Oct 7, 2024 · Control person joined · fact
- Luka Gakic (Head Of Core Fund Management (And Partner)) appeared on Schedule A of R••••• L••Jul 19, 2024 · Control person joined · fact
- Omar Kodmani (Head Of Clients & Distribution (And Partner)) appeared on Schedule A of R••••• L••Jul 19, 2024 · Control person joined · fact
- B•••••• M••••• C••••• (Finance Director (And Partner)) appeared on Schedule A of R••••• L••Jul 19, 2024 · Control person joined · fact
- Alan Neil Mcleish (Co-Chief Investment Officer (And Partner )) appeared on Schedule A of R••••• L••Jul 19, 2024 · Control person joined · fact
- B••••••• S•••• M••••••• (Chief Operations Officer) appeared on Schedule A of R••••• L••Jun 28, 2023 · Control person joined · fact
- Evan Michael Gower (Chief Financial Officer (And Board Member)) no longer on Schedule A of R••••• L•• (listed 2022-06-24, absent 2023-04-12)Apr 12, 2023 · Control person left · inference
- R••••• L•• reported RAUM $31.6B, up 37% from $23.1B (2021-08-13 to 2022-06-24)Jun 24, 2022 · RAUM change · derived
- M••• C••••••••• V•••••• (Chief Executive Officer (And Board Member)) no longer on Schedule A of R••••• L•• (listed 2021-08-13, absent 2022-06-24)Jun 24, 2022 · Control person left · inference
- R••••• L•• filed its initial SEC registration (Form ADV)Aug 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 917-947-3003reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ruffer.co.ukreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 00 44 20 7963 8100reportedpublic record, Form ADV, Aug 19, 2026
- Contact form
- ruffer.co.uk/en/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026