DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•• P•••••••• L••
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•• P•••••••• L•• | Independent wealth | Nov 22, 2016 | n/a | yes | FRANKLIN, TN | Current employment |
| V•••••• C•••••• M••••••••• I••• | Asset manager | Jul 16, 2015 | Sep 16, 2015 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••••• C•••••• M••••••••• I••• | C•• P•••••••• L•• | Sep 16, 2015 | Nov 22, 2016 | 433 | Firm change after gap | Other |
| C•••••• E•••••••• M•••• P••••••••• L•• | C•••••• A••••••• P••••••• L•• | May 12, 2015 | Aug 13, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125568:119377:TN:2015-05-11 | May 12, 2015 | Aug 13, 2009 | BRENTWOOD, TN | Firm change after gap |
| C•••••• A••••••• P••••••• L•• | Former SEC adviser | Aug 13, 2009 | Dec 21, 2009 | no | BRENTWOOD, TN | Previous registration |
| C•••••• E•••••••• M•••• P••••••••• L•• | Former SEC adviser | Jun 28, 2007 | May 12, 2015 | no | BRENTWOOD, TN | Previous registration |
| -2,098 |
| Firm change after gap |
| Other |
| C•••••• A••••••• P••••••• L•• | V•••••• C•••••• M••••••••• I••• | Dec 21, 2009 | Jul 16, 2015 | 2,033 | Firm change after gap | Other |