DFX Intelligence

D••••• B••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D••••• B••••• L•••••

Advisor at S•••••• A•• L•••••

RICHMOND, VA

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Search this name across graphsid dfx:ria:5a09c3b9-4b12-58cf-a802-28bb2921147c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•• L•••••	Independent wealth	Apr 2, 2018	n/a	yes	RICHMOND, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 17, 2009	Apr 4, 2018	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• A•• L•••••	Apr 4, 2018	Apr 2, 2018	-2	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Nov 18, 2009	Nov 17, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:292456:VA:2018-04-04	Apr 4, 2018	Apr 2, 2018	RICHMOND, VA	Firm change

Relationships

Registered with (3)

→ S•••••• A•• L•••••Registered adviserregistration: current employment
Apr 2, 2018 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 17, 2009 to Apr 4, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 7, 2000 to Nov 18, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a09c3b9-4b12-58cf-a802-28bb2921147c
First observed: Apr 7, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.