C•••••• P•••

Advisor at E•••••• A••••••• G••••• L••

Weatherford, OK | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 19, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	Weatherford, OK\|GREENWOOD VILLAGE, CO	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 5, 2024	Jan 2, 2026	no	Weatherford, OK\|Oklahoma City, OK\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	E•••••• A••••••• G••••• L••	Jan 2, 2026	Jan 12, 2026	10	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	May 6, 2024	Jun 5, 2024

Relationships

Registered with (6)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 5, 2024 to Jan 2, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 12, 2024 to May 6, 2024factForm ADV
→ C••••• F••••••••

Dated events

Order

Occurred
2 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
6 May 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
17 Jan 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 19, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.