This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$0Item 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

1

Employees

4

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

0

SEC number

801-135797

CRD

340313

Filings on the tape

2

First filed

Apr 2, 2026

Latest filed

Jul 27, 2026

Organised

Limited Liability Company, DE

Website

ohcpwm.com

• Occurred

  Apr 2, 2026
  Advisor owns new adviser

  Dennis Peter Barba, registered through Wells Fargo Advisors (Bradenton, FL), is a direct owner of Oxford Harriman Private Wealth Management, an adviser first registered 2026-04-02; in 2023-2025, 95 of 97 such owners registered at this class of firm moved to the new adviser within a year, median 55 days after the filing

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5a0b6f2e-9bfa-e655-fd50-8ac64fb69037

First observed

Apr 2, 2026

Last observed

Jul 27, 2026 55 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.