DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O••••• H••••••• P•••••• W••••• M•••••••••

No RAUM reportedIndianapolis, IndianaCRD 340313SEC 801-135797website IAPD

Legal name O••••• H••••••• H••••••• A•• L••

Latest filing Jul 27, 2026

First filing on the tape Apr 2, 2026 · 2 filings

SEC status 120-day approval since Apr 8, 2026

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

RAUM$0 as of Jul 27, 2026

Apr 2, 2026$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 27, 2026

Apr 2, 20260 then

Employees (5.A)4 as of Jul 27, 2026

Apr 2, 20264 then

Private funds: no history

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Jul 27, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $0derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 4.0derivedItem 5.A over advisors
Advisors per office: 0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S•••• M•••••• G•••••••	Bloomfield Hills, Mi	Jul 13, 2026	26 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

S•••• M•••••• G••••••• from E••••• P••••••• G••••• I•••
Jul 13, 2026 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B••••• D•••••• P•••• · Founder And Chairman Officer, Presidentcontrol
since 10/2025 · owns less than 5%

Entity owners

O••••• H••••••• H•••••••• L•• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Other offices · 0 to 1
Apr 2, 2026 to Jul 27, 2026

Signals

1 dated events

Dennis Peter Barba, registered through W•••• F•••• A••••••• (Bradenton, FL), is a direct owner of O••••• H••••••• P•••••• W••••• M•••••••••, an adviser first registered 2026-04-02; in 2023-2025, 95 of 97 such owners registered at this class of firm moved to the new adviser within a year, median 55 days after the filing
Apr 2, 2026 · Owner of a newly registered adviser · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/equity-planning-group-increportedpublic record, Form ADV, Sep 19, 2026
Website: o•••••.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 317-581-4003reportedpublic record, Form ADV, Jul 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026