DFX Intelligence

P••• A••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

P••• A••••• P••••••

Advisor at T•• S•••••••• F•••••••• A•••••••

MOUNT PLEASANT, MI

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• S•••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• S•••••••• F•••••••• A•••••••	Bd affiliated wealth	Jan 16, 2015	n/a	yes	MOUNT PLEASANT, MI	Current employment
G• A• R••••• • C••••••	Bd affiliated wealth	Jan 14, 2009	Dec 31, 2014	no	DAYTONA BEACH, FL\|CASSELBERRY, FL\|MT PLEASANT, MI\|FREMONT, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G• A• R••••• • C••••••	T•• S•••••••• F•••••••• A•••••••	Dec 31, 2014	Jan 16, 2015	16	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	G• A• R••••• • C••••••	Dec 31, 2007	Jan 14, 2009

Relationships

Registered with (3)

→ T•• S•••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 16, 2015 to presentfactForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: previous registration
Jan 14, 2009 to Dec 31, 2014factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2006 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.