DFX Intelligence

B•••••• M•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••••• M•••••• G••••••••

Advisor at X••• S•••••••

Whittier, CA | BOZEMAN, MT

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Search this name across graphsid dfx:ria:5a14d3a2-9b99-2a14-134c-b40f034ad5e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Jul 31, 2024	n/a	yes	BOZEMAN, MT\|Whittier, CA	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Feb 6, 2023	Jul 12, 2024	no	Whittier, CA\|Whittier, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	X••• S•••••••	Jul 12, 2024	Jul 31, 2024	19	Firm change	Other
C••••••••• • A•••••••••	T•• A•••••••• G••••	Mar 1, 2023	Feb 6, 2023

Relationships

Registered with (5)

→ X••• S•••••••Registered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Feb 6, 2023 to Jul 12, 2024factForm ADV
→ C••••••••• • A•••••••••Registered adviserregistration: previous registration
Mar 2, 2021 to Mar 1, 2023factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a14d3a2-9b99-2a14-134c-b40f034ad5e3
First observed: Dec 11, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.