DFX Intelligence

E•••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•••••••• C••••••• L•

CRD 281137

NEW YORK, NY

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Search this name across graphsid dfx:ria:5a155786-127e-d5e4-2b04-ede625245ca9

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 5
On other graphs: 3
Observed: Oct 9, 2015 to Mar 27, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•••••••• C••••••• L•

Private equity manager · cited, shared crd

Independent Sponsorsidentity

E•••••••• C••••••• L•

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

E•••••••• C••••••• L•

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.4B••• Locked
Discretionary RAUM: $4.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 41

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• G•••• •••••••• L•	Private Equity Fund	$794M	Mar 28, 2024	32	Mar 30, 2021	reported	n/a
E•••••••• P••••••• V• ••••••••• L•	Private Equity Fund	$775M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A•••• ••••	LIMITED PARTNER	C	yes	09/2015	Oct 9, 2015	Mar 28, 2024
B••••••• A•••• ••••	CO-MANAGING PARTNER	Na	yes	07/2015	Oct 9, 2015	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••••• E•••••••• S•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
E•••••••• I••••••••• V• G• L••	n/a	n/a	n/a	N	yes	n/a
E•••••••• I••••••••• V• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
RYE BROOK	NY	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.4B	$4.8B	-9.0%	$5.6B	-7.9%	41	42	1	1

Relationships

Advises (25)

→ E•••••••• P••••••• V• ••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ E•••••••• P••••••• V• •••••••• A• L•Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ W•••• C••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ E•••••••• C•••••••• M•••• L•

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
E•••••••• C••••••• L• reported RAUM $5.6B, up 36% from $4.1B (2022-03-30 to 2023-03-30)
Form ADVobserved 7 days ago
$1.5B
Occurred
Mar 30, 2021
Regulatory AUM changed
E•••••••• C••••••• L• reported RAUM $4.8B, up 64% from $3.0B (2020-03-30 to 2021-03-30)
Form ADVobserved 7 days ago
$1.9B
Occurred
Mar 30, 2020
Regulatory AUM changed
E•••••••• C••••••• L• reported RAUM $3.0B, up 146% from $1.2B (2019-03-29 to 2020-03-30)
Form ADVobserved 7 days ago
$1.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a155786-127e-d5e4-2b04-ede625245ca9
First observed: Oct 9, 2015
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.