DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• C••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Oct 9, 2015 · 17 filings
SEC status approved since Oct 16, 2015
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
27 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.4B as of Mar 27, 2026
Mar 30, 2016$502M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20160 then
Employees (5.A)41 as of Mar 27, 2026
Mar 30, 201630 then
Private funds22 as of Mar 27, 2026
Mar 30, 20162 then
RAUM -9.0% over the last fiscal year-7.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $146MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.1B, 30 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 30 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• G•••• •••••••• L• | Private Equity Fund | $794M | 32 | Mar 30, 2021 |
| E•••••••• P••••••• V• ••••••••• L• | Private Equity Fund | $775M | 38 | Mar 30, 2023 |
| E•••••••• P••••••• I• ••••••••• L• | Private Equity Fund | $652M | 44 | Aug 26, 2015 |
| E••••••••• I••••••••• L• | Private Equity Fund | $651M | 13 | Mar 29, 2019 |
| E•••••••• P••••••• I•• L• | Private Equity Fund | $499M | 69 | Aug 26, 2015 |
| E•••••••• P••••••• V• ••••••••• L• | Private Equity Fund | $470M | 35 | Mar 30, 2020 |
| E•••••••• P••••••• V• ••••••••• L• | Private Equity Fund | $405M | 23 | Mar 30, 2020 |
| E•••••••• P••••••• V• ••••••••• L• | Private Equity Fund | $402M | 18 | Mar 30, 2023 |
| E•••••••• P••••••• V• •••••••• A• L• | Private Equity Fund | $290M | 21 | Mar 30, 2020 |
| E•••••••• P••••••• I• A•••• ••••••• L• | Private Equity Fund | $216M | 69 | Mar 29, 2018 |
| W••• C••••••••• L• | Private Equity Fund | $201M | 14 | Mar 30, 2015 |
| W•••• C••••••••• L• | Private Equity Fund | $176M | 14 | Mar 30, 2016 |
| E•••••••• P••••••• I••• L• | Private Equity Fund | $175M | 29 | Mar 27, 2013 |
| E•••••••• P••••••• I•• ••••••••• L• | Private Equity Fund | $135M | 14 | Mar 31, 2014 |
| E••••••••• I••••••••• L• | Private Equity Fund | $120M | 6 | Mar 29, 2019 |
| E•••••••• P••••••• V• •••••••• A• L• | Private Equity Fund | $95.6M | 6 | Mar 30, 2023 |
| W••••• I••••••••• L• | Private Equity Fund | $92.2M | 6 | Oct 20, 2016 |
| E••••••••• I••••••••• L• | Private Equity Fund | $71.5M | 6 | Mar 29, 2018 |
| E•••••••• E•••••••• S••••••• L• | Private Equity Fund | $62.8M | 2 | Mar 28, 2024 |
| W••••••• I•••••• L•no longer reported | Private Equity Fund | $36.7M | 3 | Mar 30, 2017 |
| E•••••••• C•••••••• M•••• L• | Private Equity Fund | $18.0M | 11 | Mar 28, 2024 |
| E•••••••• C•••••••• S••• L• | Private Equity Fund | $15.0M | 5 | Mar 28, 2024 |
| W••••••• C••••••••• L• | Private Equity Fund | $5.9M | 10 | Mar 30, 2015 |
| E••••••••• I••••••••• L•no longer reported | Private Equity Fund | $117,220 | 10 | Mar 29, 2019 |
| E••••••••• I••••••••• L•no longer reported | Private Equity Fund | $93,488 | 23 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• A•••• •••• · Co-Managing Partnercontrolsince 07/2015 · owns less than 5%
- M••••••• G•••••• L•••• · Co-Managing Partnercontrolsince 07/2015 · owns less than 5%
- M•••••••• S••••••••• R•••••• · General Counsel / Chief Compliance Officercontrolsince 02/2020 · owns less than 5%
- M••••••• R•••••• S••••• · Chief Financial Officercontrolsince 07/2015 · owns less than 5%
- B••••••• A•••• •••• · Co-Managing Membercontrolsince 07/2015 · owns 50% to 75% of E•••••••• C•••••• G•• L••
- B••••••• A•••• •••• · Limited Partnercontrolsince 09/2015 · owns 25% to 50% of E•••••••• C•••••• H•••••••• L•
- M••••••• G•••••• L•••• · Co-Managing Membercontrolsince 07/2015 · owns 50% to 75% of E•••••••• C•••••• G•• L••
- M••••••• G•••••• L•••• · Limited Partnercontrolsince 09/2015 · owns 25% to 50% of E•••••••• C•••••• H•••••••• L•
Entity owners
- E•••••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- E•••••••• C•••••• H•••••••• L• · Limited Partnerdirect · owns 75% or more
- E•••••••• C•••••• G•• L•• · General Partnerindirect · owns F of E•••••••• C•••••• H•••••••• L•
- I••••••••• S•••••••• C•••••• P••••••• G•• L••• · General Partnerindirect · owns F of I••••••••• E•• A••••••••• P••••••••• L•••
- I••••••••• S•••••••• C•••••• P••••••• M••••• F•••• L••• · Limited Partnerindirect · owns 75% or more of I••••••••• E•• A••••••••• P••••••••• L•••
- I••••••••• E•• A••••••••• P••••••••• L••• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- E•••••••• E•••••••• S•••••• G•• L••pooled vehicle sponsorn
- E•••••••• I••••••••• V• G• L••pooled vehicle sponsorn
- E•••••••• I••••••••• V• G• L••pooled vehicle sponsorn
- E•••••••• P••••••• I•• •••• L•bankpooled vehicle sponsorn
- E•••••••• P••••••• I•• ••••••••• L••bankpooled vehicle sponsorn
- E•••••••• P••••••• I• •••• L•bankpooled vehicle sponsorn
- E•••••••• P••••••• V• •••• L•bankpooled vehicle sponsorn
- E•••••••• P••••••• V• ••• C••••••••• L••pooled vehicle sponsorn
- E•••••••• P••••••• V• •••• L•bankpooled vehicle sponsorn
- E••••••••• •••• L••pooled vehicle sponsorn
- E•••• D••• O••••••••• G•• L••pooled vehicle sponsorn
Advisers that list E•••••••• C••••••• L• as a related person
- 160339 n
Offices
Schedule D 1.F, the 25 largest
- Rye Brook, NY5 employees
What changed
consecutive filings, newest first
- Accounts · 29 to 30Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 29 to 27Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 29 to 30Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $3.5B to $3.1BMar 28, 2025 to Mar 27, 2026
- Employees · 42 to 41Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $4.8B to $4.4BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $4.8B to $4.4BMar 28, 2025 to Mar 27, 2026
- RAUM · $4.8B to $4.4BMar 28, 2025 to Mar 27, 2026
- Advisory employees · 30 to 29Jan 2, 2025 to Mar 28, 2025
- Assets in custody · $3.8B to $3.5BJan 2, 2025 to Mar 28, 2025
- Employees · 39 to 42Jan 2, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 2, 2025 to Mar 28, 2025
- Discretionary RAUM · $5.3B to $4.8BJan 2, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $5.3B to $4.8BJan 2, 2025 to Mar 28, 2025
- RAUM · $5.3B to $4.8BJan 2, 2025 to Mar 28, 2025
- Accounts · 24 to 29Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 26 to 30Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 24 to 29Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $4.0B to $3.8BMar 30, 2023 to Mar 28, 2024
- Employees · 37 to 39Mar 30, 2023 to Mar 28, 2024
- Private funds · 19 to 22Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.6B to $5.3BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.6B to $5.3BMar 30, 2023 to Mar 28, 2024
- RAUM · $5.6B to $5.3BMar 30, 2023 to Mar 28, 2024
- Accounts · 21 to 24Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 24 to 26Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 21 to 24Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $3.4B to $4.0BMar 30, 2022 to Mar 30, 2023
- Employees · 34 to 37Mar 30, 2022 to Mar 30, 2023
- Private funds · 17 to 19Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.1B to $5.6BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.1B to $5.6BMar 30, 2022 to Mar 30, 2023
- RAUM · $4.1B to $5.6BMar 30, 2022 to Mar 30, 2023
- Related adviser · true to falseMar 30, 2022 to Mar 30, 2023
- Accounts · 19 to 21Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 21 to 24Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 19 to 21Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $3.6B to $3.4BMar 30, 2021 to Mar 30, 2022
- Employees · 32 to 34Mar 30, 2021 to Mar 30, 2022
- Private funds · 19 to 17Mar 30, 2021 to Mar 30, 2022
Signals
5 dated events
- E•••••••• C••••••• L• reported RAUM $5.6B, up 36% from $4.1B (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- E•••••••• C••••••• L• reported RAUM $4.8B, up 64% from $3.0B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- E•••••••• C••••••• L• reported RAUM $3.0B, up 146% from $1.2B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Ritrivi Stephanie Mccavitt (General Counsel / Chief Compliance Officer) appeared on Schedule A of E•••••••• C••••••• L•Mar 30, 2020 · Control person joined · fact
- W• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Oct 9, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- E•••••••• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/eagletree-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-702-5600reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026