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Advisor at TRUIST ADVISORY SERVICES, INC.
VERO BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 31, 2016 | n/a | yes | VERO BEACH, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 15, 2014 | Mar 16, 2016 | no | STUART, FL|VERO BEACH, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 10, 2007 | Aug 18, 2014 | no | VERO BEACH, FL|FORT PIERCE, FL|LINWOOD, NJ|VERO BEACH, FL|MARLTON, NJ | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 5, 2007 | Jun 14, 2007 | no | BEL AIR, MD | Previous registration |
| RYAN BECK & CO. | n/a | Dec 5, 2006 | Jun 5, 2007 | no | BEL AIR, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Dec 7, 2006 | no | BEL AIR, MD|NEW YORK, NY|BEL AIR, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Sep 28, 2000 | Feb 21, 2006 | no | BEL AIR, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRUIST ADVISORY SERVICES, INC. | Mar 16, 2016 | Aug 31, 2016 | 168 | Firm change | Wirehouse to new firm |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 18, 2014 | Sep 15, 2014 | 28 | Firm change | Wirehouse to wirehouse |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | WELLS FARGO ADVISORS | Jun 14, 2007 | Aug 10, 2007 | 57 | Firm change | Ibd to wirehouse |
| RYAN BECK & CO. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jun 5, 2007 | Jun 5, 2007 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | RYAN BECK & CO. | Dec 7, 2006 | Dec 5, 2006 | -2 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |