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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

ANDREW HARRISON

Advisor at STRATEGIC ADVISERS LLC

NASHVILLE, TN

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Search this name across graphsid dfx:ria:5a31b32e-396f-2a8f-b9eb-6e63a2077c5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jun 11, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 7, 2018
First registration: Jun 11, 2018
Dual registered: yes, broker-dealer
Other names: Drew Carroll Harrison|ANDREW CARROLL HARRISON
IAPD individual key: 6681091

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Jul 16, 2025	n/a	yes	NASHVILLE, TN	Current employment
KEY CAPITAL MANAGEMENT, INC.	Independent wealth	May 20, 2024	May 19, 2025	no	Hendersonville, TN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 11, 2022	Apr 23, 2024	no	ARRINGTON, TN\|NASHVILLE, TN\|SAN DIEGO, CA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Aug 26, 2022	Sep 23, 2022	no	Nashville, TN	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Jun 11, 2018	Sep 23, 2022	no	Nashville, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY CAPITAL MANAGEMENT, INC.	STRATEGIC ADVISERS LLC	May 19, 2025	Jul 16, 2025	58	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	KEY CAPITAL MANAGEMENT, INC.	Apr 23, 2024	May 20, 2024	27	Firm change	Ibd to RIA
B. RILEY WEALTH ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 23, 2022	Oct 11, 2022	18	Firm change	Ibd to ibd
B RILEY WEALTH MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Sep 23, 2022	Aug 26, 2022	-28	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2543:115927:TN:2022-09-15	Sep 23, 2022	Aug 26, 2022	NASHVILLE, TN	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Jul 16, 2025 to presentfactForm ADV
→ KEY CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
May 20, 2024 to May 19, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 11, 2022 to Apr 23, 2024factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 26, 2022 to Sep 23, 2022factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 11, 2018 to Sep 23, 2022factForm ADV

Dated events

Occurred
May 19, 2025
Advisor changed firm
Andrew Harrison left Key Capital Management, Inc. for Strategic Advisers Llc (registered 2025-07-16)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Andrew Harrison left Cetera Investment Advisers Llc for Key Capital Management, Inc. (registered 2024-05-20)
Form ADVobserved 5 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Andrew Harrison left B. Riley Wealth Advisors, Inc. for Cetera Investment Advisers Llc (registered 2022-10-11)
Form ADVobserved 5 days ago
Occurred
Sep 23, 2022
Advisor changed firm
Andrew Harrison left B Riley Wealth Management for B. Riley Wealth Advisors, Inc. (registered 2022-08-26)
Form ADVobserved 5 days ago